RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•• S•••••••
- A••••• W••••• M••••••••• independent RIA currentsince Jun 15, 2016 · Springfield, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 21, 2013 to Jun 7, 2016 · Leawood, Ks
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 3, 2012 to Apr 25, 2013 · Overland Park, Ks
- U•• F•••••••• S•••••••• I••• independent RIAApr 20, 2009 to Jul 7, 2011 · Springfield, Mo
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 4, 2003 to Apr 15, 2009 · Springfield, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• W••••• M•••••••••left Jun 7, 2016, registered Jun 15, 2016 (8 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 25, 2013, registered May 21, 2013 (26 days) · Other
- U•• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jul 7, 2011, registered Jul 3, 2012 (362 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S•••••••• I•••left Apr 15, 2009, registered Apr 20, 2009 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address