DFX Intelligence
RIA Intelligence
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Registered advisor
M••• J••••• D•••••••
Feed of 09/14/2026
At current firm
0 y
since Oct 24, 2025
In the industry
24 y
since Feb 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 24, 2025 · Troy, Mi
- C••••••••• F•••••••• N•••••• national BDNov 12, 2014 to Nov 4, 2025 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C••••• I••••••••• A••••••• L••left Nov 4, 2025, registered Oct 24, 2025 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- M••• J••••• D••••••• left C••••••••• F•••••••• N•••••• for C••••• I••••••••• A••••••• L•• (registered 2025-10-24)Nov 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address