S••••• W•••••• G•••••••

• J••••• M••••••••• S•••• L•• BD affiliated current
  since Jan 16, 2014 · Washington, Dc
• U•• F•••••••• S••••••• I••• wirehouse
  May 18, 2007 to Jan 24, 2014 · Bethesda, Md
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 21, 2006 to Jun 9, 2007 · Bethesda, Md
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Apr 24, 2002 to Feb 21, 2006 · Bethesda, Md

• U•• F•••••••• S••••••• I••• to J••••• M••••••••• S•••• L••
  left Jan 24, 2014, registered Jan 16, 2014 (-8 days) · Other
• C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
  left Jun 9, 2007, registered May 18, 2007 (-22 days) · Other
• L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
  left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address