RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• D•••• H••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 12, 2023 · North Canton, Oh
- L••••••• S••••••••• C•••• BD affiliatedOct 15, 2013 to Dec 21, 2023 · Elyria, Oh
- T••• W••••• D•••••• L•• independent RIANov 14, 2012 to Apr 19, 2013 · Akron, Oh
- V•••••• F•••••••• G••••• I••• independent RIAJun 25, 2012 to Oct 4, 2012 · Cleveland, Oh
- W••••• S••••• S••••••••• I••• formerFeb 22, 2007 to Oct 5, 2012 · Cleveland, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 14, 2003 to Aug 21, 2003 · Westlake, Oh
- L••••••• S••••••••• C•••• to C••••• I••••••••• A••••••• L••left Dec 21, 2023, registered Dec 12, 2023 (-9 days) · Affiliated broker-dealer or bank to another
- T••• W••••• D•••••• L•• to L••••••• S••••••••• C••••left Apr 19, 2013, registered Oct 15, 2013 (179 days) · Other
- W••••• S••••• S••••••••• I••• to V•••••• F•••••••• G••••• I•••left Oct 5, 2012, registered Jun 25, 2012 (-102 days) · Other
- V•••••• F•••••••• G••••• I••• to T••• W••••• D•••••• L••left Oct 4, 2012, registered Nov 14, 2012 (41 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W••••• S••••• S••••••••• I•••left Aug 21, 2003, registered Feb 22, 2007 (1281 days) · Other
- J•• D•••• H•••••••• left L••••••• S••••••••• C•••• for C••••• I••••••••• A••••••• L•• (registered 2023-12-12)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address