DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Lifemark Securities Corp.

Broker-dealer affiliated wealth managerRochester, New YorkCRD 16204SEC 801-68438websiteIAPD
Latest filing Mar 9, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since Oct 17, 2007
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$425M individuals and HNW
Advisors
77
registered through the firm on IAPD
RAUM per advisor
$5.5M
derived; firm RAUM over IAPD count
Employees
78
78 advisory (5.B.1)
Offices
74
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$425M as of Mar 9, 2026
Mar 30, 2012$10.2M then
HNW client RAUM$178M as of Mar 9, 2026
Mar 28, 2025$127M then
State-registered IARs (5.B.3)78 as of Mar 9, 2026
Mar 30, 20120 then
Employees (5.A)78 as of Mar 9, 2026
Mar 27, 201318 then
Private funds: no history
RAUM -7.9% over the last fiscal year+18% a year over threeIARs 88 to 78offices 66 to 74
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$5.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
14derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$403,551derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived75 offices incl. principal (1.F.5)
RAUM growth, one year
-7.9%derivedbetween the last two annual amendments
Advisor growth, one year
-11%derivedItem 5.B.3 between annual amendments
Client growth, one year
-27%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$247M58%
  • High-net-worth individuals$178M42%
Individual clients
986reported
HNW clients
67reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,053reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=78.0derived
Advisors registered through the firm
77 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Linda Jean BlackChartered Financial ConsultantLeesburg, Va Jan 7, 200926 y1
Jeffrey Seth MorrisonLivingston, Nj Sep 11, 200953 y0
Lamont Percell ParkerNewark, De Jul 5, 201128 y4
Joseph Louis FerrySeymour, Ct Jan 3, 201231 y0
Sara Stolberg BerkowiczCertified Financial PlannerRochester, Ny Jul 19, 201224 y3
Richard Wendell SowersClearwater, Fl Aug 8, 201241 y0
Alexandre GeorgievRochester, Ny Dec 12, 201219 y0
Alphonso HoustonMitchellville, Md Jan 3, 201440 y5
Michael Joseph GarofaloMilleville, De Feb 23, 201530 y0
Devin Ashley BornRochester, Ny Jun 17, 201633 y3
Charles Drake AguillardChartered Financial ConsultantEunice, La Jul 12, 201628 y1
David Ashley IobstCertified Financial Planner, Chartered Financial ConsultantMiddletown, De Jan 4, 201727 y3
Samuel E BarberChartered Financial ConsultantRochester, Ny May 24, 201721 y2
John Howard BuseyRochester, Ny Sep 1, 201728 y1
Michael Rodger PinedaRochester, Ny Sep 19, 201719 y3
Lawrence Raymond KovalConcord, Oh Jan 3, 201833 y3
Patrick Christopher DurstCertified Financial PlannerDenver, Co Aug 10, 201812 y0
Nathan Adam HockleyPittsburg, Ca Sep 27, 201830 y2
Sandra Renee LackmanRochester, Ny Oct 17, 201828 y5
Dennis Charles ButterfieldChartered Financial ConsultantPearl River, Ny Oct 23, 201852 y4
Robert John KostyPearl River, Ny Oct 28, 201825 y5
Shawn Jennings Samuel VuocoloSouth Williamsport, Pa Oct 30, 201822 y2
Thomas Haines LuckenbillColumbia, Mo Oct 30, 201832 y3
Samuel George WhiteGreensburg, Pa Oct 30, 201829 y1
Karen Marie ObrienMiddleburg, Fl Oct 31, 201819 y3
Anthony James ConstantineConcord, Oh Nov 1, 201827 y4
Helen Julia DavisCertified Financial PlannerDublin, Oh Nov 2, 201845 y2
Robert Phillip WolfChartered Financial ConsultantOcala, Fl Nov 5, 201825 y3
David Edward HowardMoline, Il Nov 5, 201836 y1
John Michael DerbinCertified Financial PlannerRochester, Ny Nov 5, 201820 y1
Carlos D HernandezChartered Financial ConsultantOcala, Fl Nov 5, 201825 y2
Christopher Todd LogueOroville, Ca Nov 6, 201829 y1
Matthew Baird TrenchardCertified Financial PlannerClemmons, Nc Nov 7, 201821 y2
Andrea Bond JohnsonConcord, Oh Nov 14, 201824 y3
Steven Roger CrossOcala, Fl Nov 16, 201840 y4
Gerald Jeffry PlachtaJacksonville, Fl Nov 19, 201829 y2
Ye Edward HuangPearl River, Ny Nov 20, 201828 y4
Nancy Marie HairsineCertified Financial PlannerPittsburg, Ca Nov 30, 201825 y3
Richard Hughes Von HurstSan Francisco, Ca Dec 6, 201826 y7
Alan Bart McclureOcala, Fl Dec 6, 201811 y1
All 77 advisors at Lifemark Securities Corp.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 3.9% of current headcount7 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Andrew Joseph Kalinowski · Vp / Board Member/Secretarycontrol
      since 04/1983 · owns 25% to 50%
    • Vincent Jr Micciche · Treasurer/ Finop/Pfo/Poocontrol
      since 02/2005 · owns 25% to 50%
    • James Joseph Prisco · Chief Executive Officer/ Chief Compliance Officercontrol
      since 01/2022 · owns 25% to 50%
    • Alexandre Jr. Georgiev · Cco Of The Ria / Director Of Operations
      since 03/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Rochester, Ny · principal4402
    Pearl River, Ny1200
    Ocala, Fl900
    Pittsburg, Ca500
    Leesburg, Va500
    Concord, Oh500
    Centennial, Co300
    Carefree, Az200
    Denver, Co200
    Naugatuck, Ct200
    Webster, Ny200
    Tustin, Ca000
    Livonia, Mi001
    Offices
    Schedule D 1.F, the 25 largest
    • Carefree, AZ2 employees
    • Scottsdale, AZ2 employees
    • Livonia, MI2 employees
    • Centennial, CO2 employees
    • Brunswick, ME2 employees
    • Naugatuck, CT2 employees
    • , 1 employees
    • Mooresville, NC1 employees
    • Alpharetta, GA1 employees
    • Pittsburg, CA1 employees
    • Jacksonville, FL1 employees
    • , 1 employees
    • Hermann, MO1 employees
    • Naples, FL1 employees
    • , 1 employees
    • Shrewsbury, PA1 employees
    • Clearwater, FL1 employees
    • Copiague, NY1 employees
    • , 1 employees
    • Mt Vernon, NY1 employees
    • Livingston, NJ1 employees
    • Leesburg, VA1 employees
    • , 1 employees
    • Utica, NY1 employees
    • Poughkeepsie, NY1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • account count collapseChange between filings · filing Mar 9, 2026
      accounts (Item 5.F.2.f) moved from 2,021.0 to 1,053.0 (-48.0%) between the annual amendments of 2025-03-28 and 2026-03-09; the peer median change was +6.0% (20 comparable advisers, 0.0th percentile of changes)
      peers: affiliated wealth managers (20) · 0.0% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 2,021 to 1,053
      Mar 28, 2025 to Mar 9, 2026
    • Advisory employees · 88 to 78
      Mar 28, 2025 to Mar 9, 2026
    • BD registered reps · 88 to 78
      Mar 28, 2025 to Mar 9, 2026
    • HNW clients · 43 to 67
      Mar 28, 2025 to Mar 9, 2026
    • Individual clients · 1,391 to 986
      Mar 28, 2025 to Mar 9, 2026
    • Employees · 88 to 78
      Mar 28, 2025 to Mar 9, 2026
    • Insurance-licensed employees · 2 to 0
      Mar 28, 2025 to Mar 9, 2026
    • State-registered IARs · 88 to 78
      Mar 28, 2025 to Mar 9, 2026
    • Other offices · 66 to 74
      Mar 28, 2025 to Mar 9, 2026
    • Discretionary RAUM · $461M to $425M
      Mar 28, 2025 to Mar 9, 2026
    • HNW RAUM · $127M to $178M
      Mar 28, 2025 to Mar 9, 2026
    • Individual RAUM · $335M to $247M
      Mar 28, 2025 to Mar 9, 2026
    • RAUM · $461M to $425M
      Mar 28, 2025 to Mar 9, 2026
    • Accounts · 1,231 to 2,021
      Oct 28, 2024 to Mar 28, 2025
    • Advisory employees · 86 to 88
      Oct 28, 2024 to Mar 28, 2025
    • BD registered reps · 86 to 88
      Oct 28, 2024 to Mar 28, 2025
    • HNW clients · unset to 43.0
      Oct 28, 2024 to Mar 28, 2025
    • Individual clients · 883 to 1,391
      Oct 28, 2024 to Mar 28, 2025
    • Employees · 86 to 88
      Oct 28, 2024 to Mar 28, 2025
    • Insurance-licensed employees · 0 to 2
      Oct 28, 2024 to Mar 28, 2025
    • Financial planning clients · 26-50 to 26-50
      Oct 28, 2024 to Mar 28, 2025
    • State-registered IARs · 86 to 88
      Oct 28, 2024 to Mar 28, 2025
    • Discretionary RAUM · $246M to $461M
      Oct 28, 2024 to Mar 28, 2025
    • HNW RAUM · unset to 126875736.0
      Oct 28, 2024 to Mar 28, 2025
    • Individual RAUM · $246M to $335M
      Oct 28, 2024 to Mar 28, 2025
    • RAUM · $246M to $461M
      Oct 28, 2024 to Mar 28, 2025
    • Accounts · 1,963 to 1,231
      Sep 8, 2023 to Mar 27, 2024
    • Advisory employees · 70 to 86
      Sep 8, 2023 to Mar 27, 2024
    • BD registered reps · 70 to 86
      Sep 8, 2023 to Mar 27, 2024
    • Individual clients · 1,345 to 883
      Sep 8, 2023 to Mar 27, 2024
    • Employees · 70 to 86
      Sep 8, 2023 to Mar 27, 2024
    • State-registered IARs · 70 to 86
      Sep 8, 2023 to Mar 27, 2024
    • Discretionary RAUM · $177M to $246M
      Sep 8, 2023 to Mar 27, 2024
    • Individual RAUM · $256M to $246M
      Sep 8, 2023 to Mar 27, 2024
    • Non-discretionary RAUM · $79.7M to $0
      Sep 8, 2023 to Mar 27, 2024
    • RAUM · $256M to $246M
      Sep 8, 2023 to Mar 27, 2024
    • Accounts · 1,973 to 1,963
      Mar 1, 2023 to Mar 17, 2023
    • Advisory activities · 4 to 3
      Mar 1, 2023 to Mar 17, 2023
    • Individual clients · 1,503 to 1,345
      Mar 1, 2023 to Mar 17, 2023
    • Financial planning clients · 51-100 to 26-50
      Mar 1, 2023 to Mar 17, 2023
    Signals
    18 dated events
    • Bradley Alan Morris left Lifemark Securities Corp. for Ip Financial Advisory Services Llc (registered 2026-08-31)
      Aug 24, 2026 · Advisor changed firm · fact
    • Scott Branish left Lifemark Securities Corp. for Pnc Wealth Management (registered 2026-03-13)
      Mar 11, 2026 · Advisor changed firm · fact
    • Lifemark Securities Corp. reported 74 offices beyond its principal office, up from 66 (2025-03-28 to 2026-03-09)
      Mar 9, 2026 · Office count change · derived
    • Kevin John Hackett left Lifemark Securities Corp. for Paracca Financial Group (registered 2025-12-23)
      Dec 31, 2025 · Advisor changed firm · fact
    • Lifemark Securities Corp. reported RAUM $461.5M, up 88% from $246.1M (2024-10-28 to 2025-03-28)
      Mar 28, 2025 · RAUM change · derived
    • Bon Myeon Koo left Lifemark Securities Corp. for Equitable Advisors, Llc (registered 2024-11-27)
      Sep 26, 2024 · Advisor changed firm · fact
    • Lavelle Knight left Lifemark Securities Corp. for Charles Schwab & Co., Inc. (registered 2024-08-05)
      May 21, 2024 · Advisor changed firm · fact
    • Lifemark Securities Corp. reported 86 state-registered advisory representatives, up from 70 (2023-09-08 to 2024-03-27)
      Mar 27, 2024 · Advisor headcount change · derived
    • Samuel Frank Galatioto left Lifemark Securities Corp. for Wells Fargo Advisors (registered 2024-01-29)
      Feb 22, 2024 · Advisor changed firm · fact
    • Jon David Heddleson left Lifemark Securities Corp. for Cetera Investment Advisers Llc (registered 2023-12-12)
      Dec 21, 2023 · Advisor changed firm · fact
    • Archibald William Mcmichael left Lifemark Securities Corp. for Avantax Advisory Services (registered 2023-06-07)
      Jun 8, 2023 · Advisor changed firm · fact
    • Russell George Luce left Lifemark Securities Corp. for Silver Oak Securities, Inc. (registered 2022-10-10)
      Nov 11, 2022 · Advisor changed firm · fact
    • Jenna A Brown left Lifemark Securities Corp. for Empirikal Partners Llc (registered 2023-07-17)
      Sep 30, 2022 · Advisor changed firm · fact
    • David Block left Lifemark Securities Corp. for Ip Financial Advisory Services Llc (registered 2022-09-07)
      Sep 12, 2022 · Advisor changed firm · fact
    • Lifemark Securities Corp. reported 66 offices beyond its principal office, up from 50 (2021-09-10 to 2022-03-25)
      Mar 25, 2022 · Office count change · derived
    • Lifemark Securities Corp. reported 50 offices beyond its principal office, up from 0 (2020-03-31 to 2020-05-15)
      May 15, 2020 · Office count change · derived
    • Lifemark Securities Corp. reported 72 state-registered advisory representatives, up from 53 (2020-03-31 to 2020-05-15)
      May 15, 2020 · Advisor headcount change · derived
    • Lifemark Securities Corp. reported 53 state-registered advisory representatives, up from 34 (2019-02-01 to 2019-03-28)
      Mar 28, 2019 · Advisor headcount change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/lifemark-securities-corpreportedpublic record, Form ADV, Sep 17, 2026
    Website
    lifemark.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    585-424-5672reportedpublic record, Form ADV, Mar 9, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $5.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026