RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••••• T•••••• V•• S•••••
- G•••• V•••• A•••• M••••••••• L•• former currentsince Aug 21, 2018 · Winter Park, Fl
- T•• S•••••••• F•••••••• A••••••• BD affiliatedSep 23, 2014 to Jul 11, 2018 · Atlanta, Ga
- G• A• R••••• • C•••••• BD affiliatedJul 20, 2006 to Aug 5, 2014 · Winter Park, Fl
- T•• S•••••••• F•••••••• A••••••• to G•••• V•••• A•••• M••••••••• L••left Jul 11, 2018, registered Aug 21, 2018 (41 days) · Affiliated broker-dealer or bank to a newly registered adviser
- G• A• R••••• • C•••••• to T•• S•••••••• F•••••••• A•••••••left Aug 5, 2014, registered Sep 23, 2014 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address