DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Natixis Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Jan 18, 2012 · 41 filings
SEC status approved since Mar 1, 1995
RAUM
$109B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$97B individuals and HNW
Advisors
57
registered through the firm on IAPD
RAUM per advisor
$1.9B
derived; firm RAUM over IAPD count
Employees
412
48 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$109B as of Mar 27, 2026
Mar 28, 2012$6.1B then
HNW client RAUM$73B as of Mar 27, 2026
Mar 29, 2018$7.5B then
State-registered IARs (5.B.3)50 as of Mar 27, 2026
Mar 21, 201347 then
Employees (5.A)412 as of Mar 27, 2026
Mar 21, 2013396 then
Private funds: no history
RAUM +27% over the last fiscal year+33% a year over threeIARs 58 to 50offices 4 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $1.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1,974derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $940,228derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.2derivedItem 5.A over advisors
- Advisors per office
- 14.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$73B67%
- Individuals$25B23%
- Corporations and businesses$4.8B4.5%
- Investment companies$4.6B4.3%
- Charitable organizations$567M0.5%
- Pension and profit-sharing plans$203M0.2%
- Insurance companies$107,8470.0%
- Individual clients
- 57,713reported
- HNW clients
- 54,818reported
- Pension plan clients
- 170reported
- Charitable clients
- 219reported
- Accounts
- 115,562reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $26B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.9 fund_share=0.04 institutional_share=0.01 related_bd=true related_bank=true bd_reps=236.0derived
Advisors registered through the firm
57 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alaina J Giampapa | Boston, Ma | Nov 26, 2004 | 24 y | 1 |
| Matthew Stephen Garzone | Boston, Ma | Dec 1, 2004 | 26 y | 1 |
| James Corey Hock | Boston, Ma | Jul 29, 2005 | 23 y | 1 |
| Jeffrey Charlton Clough | Boston, Ma | Oct 18, 2007 | 27 y | 1 |
| James Joseph Dolan | Boston, Ma | Aug 29, 2008 | 19 y | 2 |
| Michael W Schmid | Sparta, Nj | Apr 24, 2009 | 22 y | 2 |
| Christopher Lawrence Fullerton | Boston, Ma | Aug 14, 2009 | 29 y | 0 |
| Bradley Holt Greene | Boston, Ma | Nov 5, 2010 | 27 y | 2 |
| James NolanCertified Financial Planner | Boston, Ma | May 2, 2011 | 18 y | 0 |
| Gregory V Kanarian | Boston, Ma | Dec 2, 2011 | 23 y | 1 |
| Daniel Eisaku Itano | Boston, Ma | Feb 4, 2013 | 28 y | 2 |
| Kenneth A Birely | Boston, Ma | Apr 8, 2013 | 14 y | 1 |
| Mikerson Junior Laurent | Seattle, Wa | Oct 3, 2017 | 10 y | 0 |
| Alexander Casey Haigis | Hoover, Al | Feb 27, 2018 | 10 y | 1 |
| David Thomas ReillyChartered Financial Analyst | Boston, Ma | Apr 30, 2018 | 21 y | 0 |
| John Robert JanasiewiczChartered Financial Analyst | Boston, Ma | May 7, 2018 | 19 y | 2 |
| Vladislav V GrigorovChartered Financial Analyst | Boston, Ma | May 21, 2018 | 10 y | 0 |
| Kelsey Lynn Slonieski | Whitefish Bay, Wi | May 31, 2018 | 17 y | 2 |
| Yousef S Naga | Boston, Ma | Jun 28, 2018 | 11 y | 1 |
| Yi GuChartered Financial Analyst | Boston, Ma | Oct 23, 2018 | 14 y | 0 |
| Nathan Robert StevensCertified Financial Planner | Boston, Ma | Sep 23, 2019 | 10 y | 1 |
| Alanna Danielle Bollas | Boston, Ma | Sep 23, 2019 | 12 y | 1 |
| Jennifer Marie Round | Boston, Ma | Oct 2, 2019 | 15 y | 2 |
| Christopher Linden SharpeChartered Financial Analyst | Boston, Ma | Dec 5, 2019 | 24 y | 0 |
| Codi Smith | Boston, Ma | Aug 11, 2020 | 9 y | 1 |
| Felipe Ayala | Miami, Fl | Feb 9, 2021 | 17 y | 2 |
| Benjamin Paul Pagett | Boston, Ma | Jul 21, 2021 | 23 y | 1 |
| Alexander Robert Buhler | Grand Rapids, Mi | Oct 13, 2021 | 10 y | 1 |
| Michael Pergola | Boston, Ma | Nov 10, 2021 | 11 y | 2 |
| John Michael Flammia | Boston, Ma | Nov 22, 2021 | 15 y | 1 |
| David J Petruzzelli | Austin, Tx | Dec 9, 2021 | 11 y | 1 |
| Daniel Thomas Nickerson | Boston, Ma | Feb 15, 2022 | 10 y | 1 |
| William Malcolm Moore | Boston, Ma | Mar 24, 2022 | 10 y | 1 |
| Benjamin KerelianChartered Financial Analyst | San Francisco, Ca | Apr 12, 2022 | 10 y | 0 |
| Colby Bates | Boston, Ma | May 4, 2022 | 13 y | 3 |
| Tyler A Williams | Boston, Ma | Sep 13, 2022 | 10 y | 0 |
| Connor Daniel Reardon | Boston, Ma | Dec 21, 2022 | 10 y | 1 |
| Liana Jo MagnerChartered Financial Analyst | Boston, Ma | Mar 27, 2023 | 27 y | 0 |
| Sean Francis Lynch | Boston, Ma | Apr 25, 2023 | 13 y | 2 |
| Brenden Matthew Hagner | Boston, Ma | Jul 26, 2023 | 15 y | 3 |
Advisor movement
6 left, 6 joined in 12 months
net 0 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 11% of current headcount12 left over 36 months
Left, latest
- Fredric William Pappas to Morgan StanleyJul 13, 2026 · Affiliated broker-dealer or bank to wirehouse
- Joseph Giar to Touchstone Advisors IncMar 18, 2026 · Other
- Zacharias Miller to Tcw Investment Management Company LLCFeb 4, 2026 · Other
- Michael E Abramo to LPL Enterprise, LLCJan 13, 2026 · Affiliated broker-dealer or bank to another
- Daniel Robert Price to Edward JonesJan 5, 2026 · Affiliated broker-dealer or bank to another
- Peter Klos to Edward JonesJan 5, 2026 · Affiliated broker-dealer or bank to another
- Quinn O'Connor to Blackrock Investment Management, LLCMar 28, 2025 · Other
- Viviana A Vilacha to Allspring Funds Management, LLCFeb 19, 2025 · Other
- Marina F Destefanis to Blackrock Investment Management, LLCOct 2, 2024 · Other
- Emilio Alfredo Ramos to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 5, 2024 · Affiliated broker-dealer or bank to wirehouse
- James Burgess Conner to Tcw Investment Management Company LLCJun 24, 2024 · Other
- Andrea Giganti Brooklier to Nuveen Asset Management, LLCMar 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Kyle Schmidt to Fidelity Personal And Workplace AdvisorsSep 11, 2023 · Affiliated broker-dealer or bank to another
- Manish Giri to Fidelity Personal And Workplace AdvisorsJul 31, 2023 · Affiliated broker-dealer or bank to another
- John Patrick Gavin to AssetalignJul 17, 2023 · Affiliated broker-dealer or bank to a state-registered adviser
Joined, latest
- Scott Wayne Clattenburg from LPL Financial LLCAug 14, 2026 · Affiliated broker-dealer or bank to another
- Henry Mccomb Winchester from Columbia Management Investment Advisers, LLCJul 1, 2026 · Other
- Allison Small from Commonwealth Financial NetworkFeb 19, 2026 · Affiliated broker-dealer or bank to another
- Ronak H Doshi from Three Arch Wealth Management LLCFeb 17, 2026 · RIA to affiliated broker-dealer or bank
- Eric Lancellotti from One Charles Private WealthDec 10, 2025 · RIA to affiliated broker-dealer or bank
- Alexa M Fitzgerald from John Hancock Investment Management LLCNov 20, 2025 · Other
- Zacharias Miller from Amundi Asset Management US, Inc.Aug 6, 2025 · Other
- Hardy Noble Walther from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 6, 2025 · Wirehouse to affiliated broker-dealer or bank
- Matthew Thomas Broadley from J.P. Morgan Securities LLCJul 10, 2025 · Wirehouse to affiliated broker-dealer or bank
- Nicholas James Kimmett from Blue Jean Financial LLCJul 3, 2025 · RIA to affiliated broker-dealer or bank
- Colleen M Lentz from Neuberger Berman Bd LLCJun 16, 2025 · Other
- James Anthony Guarciariello from Pacer Advisors, Inc.May 7, 2025 · Other
- Jake Conway Treanor from Fidelity Personal And Workplace AdvisorsMay 9, 2024 · Affiliated broker-dealer or bank to another
- Michael E Abramo from Morgan StanleyJan 18, 2024 · Wirehouse to affiliated broker-dealer or bank
- Rourke Magwood from John Hancock Personal Financial Services, LLCJan 18, 2024 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Edward JonesJan 5, 2026 · San Francisco, Ca
- 2 left for Edward JonesJul 17, 2017 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Taylor Warren Besser · Executive Vice President (Evp), Chief Financial Officer (Cfo)controlsince 01/2026 · owns less than 5%
- Jason Matthew Block · Senior Vice President (Svp) & Treasurer (Funds)controlsince 07/2022 · owns less than 5%
- Lawrence David Giunta · President & Chief Executive Officer (Ceo) And Board Of Managers Membercontrolsince 01/2008 · owns less than 5%
- Nmn Marina Gross · Head Natixis Investment Managers Solutionscontrolsince 01/2024 · owns less than 5%
- David Anthony Loureiro · Senior Vice President (Svp)controlsince 11/2004 · owns less than 5%
- Hiroshi Kevin Maeda · Chief Investment Officer, Direct Indexingcontrolsince 07/2021 · owns less than 5%
- Lee Curtis Overway · Co-Head Natixis Investment Managers Solutionscontrolsince 07/2021 · owns less than 5%
- Denise Stacie Paoletti · Svp, Chief Operating Officer Of Natixis Investment Managers Solutionscontrolsince 07/2021 · owns less than 5%
- Ana Beatriz Pinasmith · Executive Vice President (Evp), Treasurer & Chief Financial Officer (Cfo)controlsince 03/2008 · owns less than 5%
- Robert Daniel Price · Chief Investment Officer (Cio) Overlay Managementcontrolsince 08/2021 · owns less than 5%
- Vinton Marilyn Rosh · Senior Vice President & Controllercontrolsince 03/2011 · owns less than 5%
- Linden Christopher Sharpe · Cio Natixis Investment Manager Solutions U.S.controlsince 05/2019 · owns less than 5%
- Mcwhan Susan Tobin · Executive Vice President (Evp) General Counselcontrolsince 08/2022 · owns less than 5%
- Anthony David Vallon · Senior Vice President (Svp) & Chief Compliance Officer (Cco) - Advisorcontrolsince 04/2007 · owns less than 5%
- Lichan Michael Yip · Chief Investment Officer, Direct Indexingcontrolsince 01/2025 · owns less than 5%
- Norman Eric Ward · Board Of Managers Membersince 07/2021 · owns less than 5%
Entity owners
- Natixis Investment Managers, · Limited Liability Company Anddirect · owns 75% or more
- Natixis Investment Managers, LLC · Limited Liability Company And Sole Memberdirect · owns 75% or more
- Bpce · Shareholderindirect · owns 75% or more of Natixis
- Natixis · Shareholderindirect · owns 75% or more of Natixis Investment Managers
- Natixis Investment Managers · Shareholderindirect · owns 75% or more of Natixis Investment Managers Participations 1
- Natixis Investment Managers Participations 1 · Memberindirect · owns 75% or more of Natixis Investment Managers, LLC
Related persons
Schedule D 7.A
- Aew Capital Management LPinvestment adviserbankinvestment companynRAUM $3.0B
- Dnca Financeinvestment advisern
- Flexstone Partners Sasinvestment advisern
- Gateway Investment Advisers, LLCinvestment advisernRAUM $12B
- Harris | Oakmarkinvestment adviserbanknRAUM $109B
- Investors Mutual Limitedinvestment advisern
- Loomis Sayles Distributors, L.P.broker-dealern
- Loomis, Sayles & Company, L.P.investment adviserbankpooled vehicle sponsornRAUM $387B
- Mirova USinvestment advisernRAUM $14B
- Mv Credit Partners Llpinvestment advisern
- Natixis Distribution, LLCbroker-dealery
- Naxicap Partnersinvestment advisern
- Vauban Infrastructure Partnersinvestment advisern
- Vaughan Nelson Investment Management, L.P.investment adviserbanknRAUM $12B
Advisers that list Natixis Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 56 | 7 | 3 | ||
| San Francisco, Ca | 2 | 1 | 1 | 1 | |
| Burlingame, Ca | 0 | 0 | 1 | ||
| Minneapolis, Mn | 0 | 0 | 1 | ||
| New Bedford, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA50 employees
- , 1 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026BESSER, WARREN, TAYLOR (EXECUTIVE VICE PRESIDENT (EVP), CHIEF FINANCIAL OFFICER (CFO)) appeared on Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026YIP, MICHAEL, LICHAN (CHIEF INVESTMENT OFFICER, DIRECT INDEXING) appeared on Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026PINASMITH, BEATRIZ, ANA (EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO)) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026PAOLETTI, STACIE, DENISE (SVP, CHIEF OPERATING OFFICER OF NATIXIS INVESTMENT MANAGERS SOLUTIONS) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026PRICE, DANIEL, ROBERT (CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026OVERWAY, CURTIS, LEE (CO-HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026MAEDA, KEVIN, HIROSHI (CHIEF INVESTMENT OFFICER, DIRECT INDEXING) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Mar 27, 2026Block, Matthew, Jason (SENIOR VICE PRESIDENT (SVP) & TREASURER (FUNDS)) left Schedule A between the filings of 2024-03-27 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 51.0% to 67.0% between the annual amendments of 2025-04-07 and 2026-03-27peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Accounts · 85,258 to 115,562Jan 9, 2026 to Mar 27, 2026
- Advisory employees · 70 to 48Jan 9, 2026 to Mar 27, 2026
- Advisory activities · 5 to 4Jan 9, 2026 to Mar 27, 2026
- BD registered reps · 230 to 236Jan 9, 2026 to Mar 27, 2026
- Charity clients · 205 to 219Jan 9, 2026 to Mar 27, 2026
- Corporate clients · 1,785 to 1,952Jan 9, 2026 to Mar 27, 2026
- HNW clients · 27,368 to 54,818Jan 9, 2026 to Mar 27, 2026
- Individual clients · 55,242 to 57,713Jan 9, 2026 to Mar 27, 2026
- Pension plan clients · 154 to 170Jan 9, 2026 to Mar 27, 2026
- Employees · 426 to 412Jan 9, 2026 to Mar 27, 2026
- State-registered IARs · 58 to 50Jan 9, 2026 to Mar 27, 2026
- Other offices · 4 to 3Jan 9, 2026 to Mar 27, 2026
- Discretionary RAUM · $85B to $109BJan 9, 2026 to Mar 27, 2026
- HNW RAUM · $43B to $73BJan 9, 2026 to Mar 27, 2026
- Individual RAUM · $27B to $25BJan 9, 2026 to Mar 27, 2026
- Pension RAUM · $191M to $203MJan 9, 2026 to Mar 27, 2026
- RAUM · $85B to $109BJan 9, 2026 to Mar 27, 2026
- Wrap assets (manager) · $21B to $26BJan 9, 2026 to Mar 27, 2026
- Accounts · 63,120 to 85,258Jun 26, 2024 to Apr 7, 2025
- Advisory employees · 75 to 70Jun 26, 2024 to Apr 7, 2025
- BD registered reps · 212 to 230Jun 26, 2024 to Apr 7, 2025
- Charity clients · 234 to 205Jun 26, 2024 to Apr 7, 2025
- Corporate clients · 1,539 to 1,785Jun 26, 2024 to Apr 7, 2025
- HNW clients · 36,864 to 27,368Jun 26, 2024 to Apr 7, 2025
- Individual clients · 23,992 to 55,242Jun 26, 2024 to Apr 7, 2025
- Pension plan clients · 134 to 154Jun 26, 2024 to Apr 7, 2025
- Employees · 369 to 426Jun 26, 2024 to Apr 7, 2025
- Financial planning clients · unset to Jun 26, 2024 to Apr 7, 2025
- State-registered IARs · 60 to 58Jun 26, 2024 to Apr 7, 2025
- Discretionary RAUM · $64B to $85BJun 26, 2024 to Apr 7, 2025
- HNW RAUM · $42B to $43BJun 26, 2024 to Apr 7, 2025
- Individual RAUM · $7.4B to $27BJun 26, 2024 to Apr 7, 2025
- Pension RAUM · $392M to $191MJun 26, 2024 to Apr 7, 2025
- RAUM · $64B to $85BJun 26, 2024 to Apr 7, 2025
- Wrap assets (manager) · $15B to $21BJun 26, 2024 to Apr 7, 2025
- Accounts · 49,392 to 63,120May 17, 2023 to Mar 27, 2024
- Advisory employees · 78 to 75May 17, 2023 to Mar 27, 2024
- BD registered reps · 215 to 212May 17, 2023 to Mar 27, 2024
- Charity clients · 240 to 234May 17, 2023 to Mar 27, 2024
- Corporate clients · 1,393 to 1,539May 17, 2023 to Mar 27, 2024
Signals
40 dated events
- Fredric William Pappas left Natixis Advisors, Llc for Morgan Stanley (registered 2026-08-31)Jul 13, 2026 · Advisor changed firm · fact
- Natixis Advisors, Llc reported RAUM $108.7B, up 27% from $85.2B (2026-01-09 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Joseph Giar left Natixis Advisors, Llc for Touchstone Advisors Inc (registered 2026-03-20)Mar 18, 2026 · Advisor changed firm · fact
- Zacharias Miller left Natixis Advisors, Llc for Tcw Investment Management Company Llc (registered 2026-03-03)Feb 4, 2026 · Advisor changed firm · fact
- Michael E Abramo left Natixis Advisors, Llc for Lpl Enterprise, Llc (registered 2026-01-27)Jan 13, 2026 · Advisor changed firm · fact
- Peter Klos left Natixis Advisors, Llc for Edward Jones (registered 2026-02-20)Jan 5, 2026 · Advisor changed firm · fact
- Daniel Robert Price left Natixis Advisors, Llc for Edward Jones (registered 2026-03-20)Jan 5, 2026 · Advisor changed firm · fact
- 2 advisors left Natixis Advisors, LLC (San Francisco, CA) for Edward Jones on the same dayJan 5, 2026 · Team lift-out · derived
- Natixis Advisors, Llc reported RAUM $85.2B, up 34% from $63.8B (2024-06-26 to 2025-04-07)Apr 7, 2025 · RAUM change · derived
- Quinn O'Connor left Natixis Advisors, Llc for Blackrock Investment Management, Llc (registered 2025-06-05)Mar 28, 2025 · Advisor changed firm · fact
- Viviana A Vilacha left Natixis Advisors, Llc for Allspring Funds Management, Llc (registered 2025-02-27)Feb 19, 2025 · Advisor changed firm · fact
- Marina F Destefanis left Natixis Advisors, Llc for Blackrock Investment Management, Llc (registered 2024-10-04)Oct 2, 2024 · Advisor changed firm · fact
- Emilio Alfredo Ramos left Natixis Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-08-23)Aug 5, 2024 · Advisor changed firm · fact
- James Burgess Conner left Natixis Advisors, Llc for Tcw Investment Management Company Llc (registered 2024-06-28)Jun 24, 2024 · Advisor changed firm · fact
- Natixis Advisors, Llc reported RAUM $63.8B, up 38% from $46.2B (2023-05-17 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Robert Daniel Price (Chief Investment Officer (Cio) Overlay Management) appeared on Schedule A of Natixis Advisors, LlcMar 27, 2024 · Control person joined · fact
- James Dan Price (Chief Investment Officer (Cio) Overlay Management) no longer on Schedule A of Natixis Advisors, Llc (listed 2023-05-17, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Andrea Giganti Brooklier left Natixis Advisors, Llc for Nuveen Asset Management, Llc (registered 2024-04-04)Mar 25, 2024 · Advisor changed firm · fact
- Kyle Schmidt left Natixis Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2024-03-14)Sep 11, 2023 · Advisor changed firm · fact
- Manish Giri left Natixis Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-26)Jul 31, 2023 · Advisor changed firm · fact
- John Patrick Gavin left Natixis Advisors, Llc for Assetalign (registered 2024-03-26)Jul 17, 2023 · Advisor changed firm · fact
- Mark David Hollick left Natixis Advisors, Llc for Payden & Rygel (registered 2023-05-10)May 3, 2023 · Advisor changed firm · fact
- Charles Michael Kardok (Senior Vice President (Svp) & Treasurer (Funds)) no longer on Schedule A of Natixis Advisors, Llc (listed 2022-09-26, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Jason Matthew Block (Senior Vice President (Svp) & Treasurer (Funds)) appeared on Schedule A of Natixis Advisors, LlcMar 31, 2023 · Control person joined · fact
- Mcwhan Susan Tobin (Executive Vice President (Evp) General Counsel) appeared on Schedule A of Natixis Advisors, LlcMar 31, 2023 · Control person joined · fact
- James Dan Price (Chief Investment Officer (Cio) Overlay Management) appeared on Schedule A of Natixis Advisors, LlcMar 31, 2023 · Control person joined · fact
- Kevin Truckly left Natixis Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-11-24)Mar 13, 2023 · Advisor changed firm · fact
- Albert Frederick Barbaro left Natixis Advisors, Llc for American Beacon Advisors, Inc. (registered 2022-09-23)Jul 25, 2022 · Advisor changed firm · fact
- Mindy Freedman left Natixis Advisors, Llc for Fidelity Institutional Wealth Adviser Llc (registered 2024-05-23)Jul 19, 2022 · Advisor changed firm · fact
- Bryan Dennis Carpenter left Natixis Advisors, Llc for Allspring Funds Management, Llc (registered 2022-08-31)Jul 12, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/NATIXIS-INVESTMENT-MANAGERSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- IM.NATIXIS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-449-2802reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026