DFX Intelligence
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Registered advisor
J•••• H• D•••
Feed of 09/15/2026
Also filed as J•••• H•••• D••••••••• D•••
At current firm
9 y
since Jul 21, 2017
In the industry
23 y
since Dec 13, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jul 21, 2017 · Sentry Park, Pa
- M••••• S•••••• wirehouseApr 5, 2010 to Jul 24, 2017 · Greenville, De
- W•••••• • R••• formerJan 31, 2007 to Nov 30, 2007 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••left Jul 24, 2017, registered Jul 21, 2017 (-3 days) · Other
- W•••••• • R••• to M••••• S••••••left Nov 30, 2007, registered Apr 5, 2010 (857 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address