RIA Intelligence

Title

Senior Investment AdvisorreportedHTTP:firm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• D••••••• I••••••••• L•• independent RIA current
  since Feb 19, 2019 · Pottsboro, Tx
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Feb 25, 2019 · Ontario, Ca
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jun 1, 2009 · Ontario, Ca
• M••••• S•••••• D• I••• unclassified
  May 7, 2002 to Apr 2, 2007 · Ontario, Ca

• M••••• S•••••• to D••••••• I••••••••• L••
  left Feb 25, 2019, registered Feb 19, 2019 (-6 days) · Wirehouse to independent RIA
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address