RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• A••• H•••••
- B•••••• H••••• W••••• M••••••••• independent RIA currentsince Jan 2, 2026 · Virginia Beach, Va
- C•• A•••••••• L•• independent RIAMay 19, 2022 to Dec 31, 2025 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 18, 2020 to Dec 15, 2022 · Virginia Beach, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 15, 2005 to May 21, 2020 · Virginia Beach, Va
- U•• F•••••••• S••••••• I••• wirehouseMar 27, 2002 to Apr 28, 2005 · Norfolk, Va
- C•• A•••••••• L•• to B•••••• H••••• W••••• M•••••••••left Dec 31, 2025, registered Jan 2, 2026 (2 days) · RIA to a newly registered adviser
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•• A•••••••• L••left Dec 15, 2022, registered May 19, 2022 (-210 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 21, 2020, registered May 18, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 28, 2005, registered Apr 15, 2005 (-13 days) · Wirehouse to wirehouse
- B••• A••• H••••• left C•• A•••••••• L•• for B•••••• H••••• W••••• M••••••••• (registered 2026-01-02)Dec 31, 2025 · Advisor changed firm · fact
- B••• A••• H••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C•• A•••••••• L•• (registered 2022-05-19)Dec 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address