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Registered advisor
W•••••• G••••• S•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as G••••• S•••••
At current firm
5 y
since May 13, 2021
In the industry
24 y
since Feb 25, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince May 13, 2021 · Knoxville, Tn
- B••• S••••••••• L•• formerJan 2, 2018 to Oct 5, 2020 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerJan 26, 2009 to Jan 2, 2018 · Knoxville, Tn
- B••• I••••••••• S•••••••• I••• formerMar 23, 2005 to Dec 31, 2008 · Charlotte, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 3, 2003 to Feb 28, 2005 · Savannah, Ga
- M••••• S•••••• D• I••• unclassifiedApr 22, 2002 to Oct 7, 2003 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Oct 5, 2020, registered May 13, 2021 (220 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Feb 28, 2005, registered Mar 23, 2005 (23 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 7, 2003, registered Oct 3, 2003 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address