DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Christopher Doak
Certified Financial Planner
Feed of 09/14/2026
Also filed as Brian Christopher Daok
At current firm
4 y
since Dec 8, 2021
In the industry
24 y
since Apr 12, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Highpoint Planning Partners independent RIA currentsince Dec 8, 2021 · Downers Grove, Il
- Highpoint Advisor Group, LLC formerFeb 17, 2016 to Dec 31, 2021 · Indianapolis, In
- Sanctuary Advisors, LLC BD affiliatedAug 11, 2015 to Feb 18, 2016 · Chicago, Il
- David A. Noyes & Company formerMar 20, 2009 to Aug 11, 2015 · Indianapolis, In
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 14, 2007 to Mar 23, 2009 · Indianapolis, In
- A. G. Edwards & Sons, Inc. unclassifiedMay 23, 2002 to Sep 19, 2007 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Highpoint Advisor Group, LLC to Highpoint Planning Partnersleft Dec 31, 2021, registered Dec 8, 2021 (-23 days) · corporate re-registration, not a move
- Sanctuary Advisors, LLC to Highpoint Advisor Group, LLCleft Feb 18, 2016, registered Feb 17, 2016 (-1 days) · Other
- David A. Noyes & Company to Sanctuary Advisors, LLCleft Aug 11, 2015, registered Aug 11, 2015 (0 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to David A. Noyes & Companyleft Mar 23, 2009, registered Mar 20, 2009 (-3 days) · Other
- A. G. Edwards & Sons, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 19, 2007, registered Sep 14, 2007 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address