DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P••• S•••••••••

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••independent RIAScottsdale, Az dual registrantIAPD 4495513

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• P••• Hoven

At current firm

1 y

since Dec 2, 2024

In the industry

24 y

since Mar 28, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA current
since Dec 2, 2024 · St. P•••, Mn
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Dec 5, 2013 to Dec 9, 2024 · Saint P•••, Mn
S•••••• W••••• M••••••••• L•• former
Jul 28, 2008 to Feb 19, 2014 · St. P•••, Mn
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2005 to Jul 11, 2008 · St P•••, Mn
C•••••••• I••••••••• R•••••••• I••• unclassified
Jan 2, 2004 to Mar 28, 2005 · St P•••, Mn

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left Dec 9, 2024, registered Dec 2, 2024 (-7 days) · Affiliated broker-dealer or bank to independent RIA
S•••••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 19, 2014, registered Dec 5, 2013 (-76 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••• W••••• M••••••••• L••
left Jul 11, 2008, registered Jul 28, 2008 (17 days) · Other
C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move

Signals

J••• P••• S••••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• (registered 2024-12-02)
Dec 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address