A••••• F• M•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Sep 8, 2023 · Ft. Lauderdale, Fl
• B••••••• C•••••• I••• former
  Apr 20, 2009 to Sep 13, 2011 · San F••••••Co, Ca
• L••••• B••••••• I••• unclassified
  Jul 2, 2007 to Oct 15, 2008 · New York, Ny
• U•• F•••••••• S••••••• I••• wirehouse
  Nov 14, 2002 to Jul 25, 2007 · New York, Ny

• B••••••• C•••••• I••• to J••• M••••• S••••••••• L••
  left Sep 13, 2011, registered Sep 8, 2023 (4378 days) · Other
• L••••• B••••••• I••• to B••••••• C•••••• I•••
  left Oct 15, 2008, registered Apr 20, 2009 (187 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to L••••• B••••••• I•••
  left Jul 25, 2007, registered Jul 2, 2007 (-23 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address