RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J•• C••••
- R••• C•••• A••••••• • C•••••• independent RIA currentsince Aug 24, 2022 · Bixby, Ok
- R••• C•••• A••••••• • C•••••• independent RIASep 1, 2017 to Jul 29, 2022 · Bixby, Ok
- T•• L••••• F•••••••• G••••• I••• independent RIAMay 26, 2005 to Aug 26, 2019 · Tulsa, Ok
- T•• F•••••••• • B••••••• R••••••• C••••••••• unclassifiedSep 15, 2000 to Dec 31, 2005 · Tulsa, Ok
- T•• L••••• F•••••••• G••••• I••• to R••• C•••• A••••••• • C••••••left Aug 26, 2019, registered Sep 1, 2017 (-724 days) · RIA to RIA · moved with a team
- T•• F•••••••• • B••••••• R••••••• C••••••••• to T•• L••••• F•••••••• G••••• I•••left Dec 31, 2005, registered May 26, 2005 (-219 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address