DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Legacy Financial Group, Inc.
Latest filing Sep 8, 2026
First filing on the tape Feb 24, 2012 · 45 filings
SEC status approved since Apr 4, 2005
RAUM
$591M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$588M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$73.8M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$591M as of Mar 11, 2026
Feb 24, 2012$164M then
HNW client RAUM$526M as of Mar 11, 2026
Mar 23, 2018$277M then
State-registered IARs (5.B.3)5 as of Mar 11, 2026
Jan 25, 20130 then
Employees (5.A)9 as of Mar 11, 2026
Jan 25, 20136 then
Private funds: no history
RAUM +15% over the last fiscal year+21% a year over threeIARs 5 to 5offices 0 to 2
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $391,215derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $194M, 182 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$526M89%
- Individuals$62.2M11%
- Charitable organizations$1.7M0.3%
- Pension and profit-sharing plans$785,0000.1%
- Corporations and businesses$83,7560.0%
- Individual clients
- 160reported
- HNW clients
- 157reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,510reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $194M for 182 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Kyle King | Tulsa, Ok | May 27, 2005 | 25 y | 1 |
| James Bray KillingsworthCertified Financial Planner | Tulsa, Ok | May 12, 2017 | 13 y | 1 |
| Keegan B King | Tulsa, Ok | Sep 18, 2019 | 11 y | 0 |
| Zachery Paul Rearrick | Tulsa, Ok | May 4, 2023 | 10 y | 0 |
| Lydia Danielle CarnettCertified Financial Planner | Tulsa, Ok | Sep 24, 2024 | 10 y | 2 |
| Cooper Stevenson | Tulsa, Ok | Jun 18, 2025 | 11 y | 0 |
| Hayden Andrew Hunt | Tulsa, Ok | Jul 3, 2025 | 11 y | 0 |
| Quentin Lavoy Palmer | Tulsa, Ok | Sep 8, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Kristen Loretta Hopkins to MarinerNov 20, 2024 · RIA to affiliated broker-dealer or bank
- Jonathan David Hyre to MarinerJul 25, 2022 · RIA to affiliated broker-dealer or bank
- Jeffrey Lyle Maxwell to Maxwell And Morse Capital Management, Inc.Feb 28, 2020 · RIA to a state-registered adviser
- Eric Douglas Burkholder to Burkholder Wealth ManagementNov 20, 2019 · RIA to RIA
- Douglas Keith Scott to R.J. Cloud Advisors & CompanyAug 26, 2019 · RIA to RIA
- Randall Joe Cloud to R.J. Cloud Advisors & CompanyAug 26, 2019 · RIA to RIA
- Francisco Javier Yanez to J.P. Morgan Securities LLCSep 11, 2017 · Other
- Kendall Wayne King to Castlepoint Wealth AdvisorsJul 7, 2015 · Other
- William Paul Stitt to Regent Wealth Management, Inc.Nov 16, 2009 · Other
- Harvey Lewis Little to Regent Wealth Management, Inc.Nov 16, 2009 · Other
- Thad Walker Kent to Regent Wealth Management, Inc.Nov 16, 2009 · Other
- Mark Leonard Springer to Regent Wealth Management, Inc.Nov 16, 2009 · Other
Joined, latest
- Lydia Danielle Carnett from Osaic Wealth, Inc.Sep 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Bray Killingsworth from Goldman Sachs Wealth Services, L.P.May 12, 2017 · Other
- Douglas Keith Scott from Warburton Capital Management, LLCDec 5, 2014 · Other
- Jeffrey Lyle Maxwell from Maxwell And Morse Capital Management, Inc.Aug 4, 2005 · Other
- Harvey Lewis Little from Zaxis, LLCJul 13, 2005 · Other
- Thad Walker Kent from Zaxis, LLCJun 6, 2005 · Other
- Kendall Wayne King from The Financial & Business Research CorporationJun 3, 2005 · Other
- Kevin Kyle King from The Financial & Business Research CorporationMay 27, 2005 · Other
- Randall Joe Cloud from The Financial & Business Research CorporationMay 26, 2005 · Other
- Mark Leonard Springer from Zaxis, LLCMay 25, 2005 · Other
- William Paul Stitt from Zaxis, LLCMay 23, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for R.J. Cloud Advisors & CompanyAug 26, 2019 · Tulsa, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kyle Kevin King · President And Shareholdercontrolsince 04/2005 · owns 50% to 75%
- Kay Fagin Elissa Johnson · Ownercontrolsince 10/2020 · owns 75% or more of Ep Johnson Holdings LLC
- Bray James Killingsworth · Ownercontrolsince 10/2020 · owns 75% or more of Killworth Strategic Capital, LLC
- Joseph Gery Sadzewicz · Chief Compliance Officersince 08/2019 · owns less than 5%
Entity owners
- Ep Johnson Holdings LLC · Ownerdirect · owns 5% to 10%
- Killworth Strategic Capital, LLC · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Mar 11, 2026 to Sep 8, 2026
- Related adviser · false to unsetMar 11, 2026 to Sep 8, 2026
- Related bank · false to unsetMar 11, 2026 to Sep 8, 2026
- Related broker-dealer · false to unsetMar 11, 2026 to Sep 8, 2026
- Related insurance company · false to unsetMar 11, 2026 to Sep 8, 2026
- Succession · false to unsetMar 11, 2026 to Sep 8, 2026
- Accounts · 1,608 to 1,510Feb 21, 2025 to Mar 11, 2026
- HNW clients · 131 to 157Feb 21, 2025 to Mar 11, 2026
- Individual clients · 178 to 160Feb 21, 2025 to Mar 11, 2026
- Other offices · 0 to 2Feb 21, 2025 to Mar 11, 2026
- Discretionary RAUM · $492M to $584MFeb 21, 2025 to Mar 11, 2026
- HNW RAUM · $441M to $526MFeb 21, 2025 to Mar 11, 2026
- Individual RAUM · $70.1M to $62.2MFeb 21, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $21.5M to $6.4MFeb 21, 2025 to Mar 11, 2026
- Pension RAUM · $519,637 to $785,000Feb 21, 2025 to Mar 11, 2026
- RAUM · $514M to $591MFeb 21, 2025 to Mar 11, 2026
- Accounts · 1,454 to 1,608Dec 13, 2024 to Feb 21, 2025
- Advisory employees · 4 to 5Dec 13, 2024 to Feb 21, 2025
- HNW clients · 122 to 131Dec 13, 2024 to Feb 21, 2025
- Individual clients · 179 to 178Dec 13, 2024 to Feb 21, 2025
- Assets in custody · $167M to $194MDec 13, 2024 to Feb 21, 2025
- Employees · 8 to 9Dec 13, 2024 to Feb 21, 2025
- Financial planning clients · 251-500 to 251-500Dec 13, 2024 to Feb 21, 2025
- State-registered IARs · 4 to 5Dec 13, 2024 to Feb 21, 2025
- Discretionary RAUM · $417M to $492MDec 13, 2024 to Feb 21, 2025
- HNW RAUM · $358M to $441MDec 13, 2024 to Feb 21, 2025
- Individual RAUM · $59.8M to $70.1MDec 13, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $2.3M to $21.5MDec 13, 2024 to Feb 21, 2025
- Pension RAUM · $949,860 to $519,637Dec 13, 2024 to Feb 21, 2025
- RAUM · $420M to $514MDec 13, 2024 to Feb 21, 2025
- Accounts · 1,057 to 1,454Jan 5, 2024 to Feb 26, 2024
- Advisory activities · 2 to 3Jan 5, 2024 to Feb 26, 2024
- HNW clients · 178 to 122Jan 5, 2024 to Feb 26, 2024
- Individual clients · 96 to 179Jan 5, 2024 to Feb 26, 2024
- Assets in custody · $155M to $167MJan 5, 2024 to Feb 26, 2024
- Discretionary RAUM · $336M to $417MJan 5, 2024 to Feb 26, 2024
- HNW RAUM · $290M to $358MJan 5, 2024 to Feb 26, 2024
- Individual RAUM · $28.5M to $59.8MJan 5, 2024 to Feb 26, 2024
- Non-discretionary RAUM · $0 to $2.3MJan 5, 2024 to Feb 26, 2024
- Pension RAUM · unset to 949860.0Jan 5, 2024 to Feb 26, 2024
Signals
6 dated events
- Kristen Loretta Hopkins left The Legacy Financial Group, Inc. for Mariner (registered 2024-12-19)Nov 20, 2024 · Advisor changed firm · fact
- Bray James Killingsworth (Owner) appeared on Schedule A of The Legacy Financial Group, Inc.Jan 27, 2023 · Control person joined · fact
- Kay Fagin Elissa Johnson (Owner) appeared on Schedule A of The Legacy Financial Group, Inc.Jan 27, 2023 · Control person joined · fact
- Jonathan David Hyre left The Legacy Financial Group, Inc. for Mariner (registered 2026-06-29)Jul 25, 2022 · Advisor changed firm · fact
- Lyle Jeffrey Maxwell (Shareholder) no longer on Schedule A of The Legacy Financial Group, Inc. (listed 2019-12-05, absent 2020-03-19)Mar 19, 2020 · Control person left · inference
- Joe Randall Cloud (Secretary/Treasurer And Shareholder) no longer on Schedule A of The Legacy Financial Group, Inc. (listed 2019-08-21, absent 2019-12-05)Dec 5, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@legacyadvisor.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 918-665-0826reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/the-legacy-financial-group-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- LEGACYADVISOR.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 918-665-0826reportedpublic record, Form ADV, Sep 8, 2026
- Contact form
- legacyadvisor.net/contact-formreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- legacyadvisor.net/who-we-are/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026