RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D• M•••••••
- M••••••• • P••• P•••••• W••••• independent RIA currentsince Jun 9, 2020 · Oklahoma City, Ok
- W•••• F•••• A••••••• wirehouseSep 22, 2005 to Jun 10, 2020 · Edmond, Ok
- M••••• S•••••• D• I••• unclassifiedApr 26, 2002 to Aug 29, 2005 · Norman, Ok
- W•••• F•••• A••••••• to M••••••• • P••• P•••••• W•••••left Jun 10, 2020, registered Jun 9, 2020 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Aug 29, 2005, registered Sep 22, 2005 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address