DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian K Gregg
Feed of 09/14/2026
Also filed as Brian K Gregg
At current firm
13 y
since Oct 1, 2012
In the industry
24 y
since Apr 5, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 1, 2012 · Bristol, Wi
- Chase Investment Services Corp. formerAug 8, 2012 to Oct 1, 2012 · Bristol, Wi
- Bmo Harris Financial Advisors, Inc formerJul 1, 2010 to Aug 7, 2012 · Woodstock, Il
- Amcore Investment Services, Inc unclassifiedMar 2, 2009 to Sep 30, 2010 · Lombard, Il
- Chase Investment Services Corp. formerAug 20, 2008 to Jan 2, 2009 · Round Lake Beach, Il
Moves
a registration end followed by a registration begin elsewhere
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Bmo Harris Financial Advisors, Inc to Chase Investment Services Corp.left Aug 7, 2012, registered Aug 8, 2012 (1 days) · Other
- Amcore Investment Services, Inc to Bmo Harris Financial Advisors, Incleft Sep 30, 2010, registered Jul 1, 2010 (-91 days) · Other
- Chase Investment Services Corp. to Amcore Investment Services, Incleft Jan 2, 2009, registered Mar 2, 2009 (59 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address