RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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L••• A• R••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 6, 2025 · West Des Moines, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 16, 2017 to Aug 15, 2025 · West Des Moines, Ia
- I••••••••• C•••••• O• A••••••• I••• formerJun 20, 2017 to Oct 16, 2017 · Polk City, Ia
- I••• W••••• M••••••••• L•• independent RIAFeb 24, 2017 to May 31, 2017 · West Des Moines, Ia
- I••••••••• C•••••• O• A••••••• I••• formerJul 22, 2015 to Feb 28, 2017 · West Des Moines, Ia
- F•••••••• L•• formerSep 18, 2013 to Jul 15, 2015 · Windsor Heights, Ia
- C••• B•••••••• S•••••••• I••• formerAug 18, 2005 to Jul 2, 2009 · Clive, Ia
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 15, 2025, registered Aug 6, 2025 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••••••• C•••••• O• A••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 16, 2017, registered Oct 16, 2017 (0 days) · Other · moved with a team
- I••• W••••• M••••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left May 31, 2017, registered Jun 20, 2017 (20 days) · Other
- I••••••••• C•••••• O• A••••••• I••• to I••• W••••• M••••••••• L••left Feb 28, 2017, registered Feb 24, 2017 (-4 days) · Other · moved with a team
- F•••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left Jul 15, 2015, registered Jul 22, 2015 (7 days) · Other
- C••• B•••••••• S•••••••• I••• to F•••••••• L••left Jul 2, 2009, registered Sep 18, 2013 (1539 days) · Other
- L••• A• R•••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-08-06)Aug 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address