DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Iowa Wealth Management, LLC
Latest filing Feb 9, 2026
First filing on the tape Mar 3, 2022 · 9 filings
SEC status approved since Apr 5, 2022
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$114M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.0M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$124M as of Feb 9, 2026
Mar 16, 2023$106M then
HNW client RAUM$86.8M as of Feb 9, 2026
Mar 16, 2023$62.4M then
State-registered IARs (5.B.3)2 as of Feb 9, 2026
Mar 16, 20232 then
Employees (5.A)4 as of Feb 9, 2026
Mar 16, 20232 then
Private funds: no history
RAUM +12% over the last fiscal year+5.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $62.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $328,715derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.8%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $5.6M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.8M70%
- Individuals$26.9M22%
- Charitable organizations$9.8M7.9%
- Pension and profit-sharing plans$409,0710.3%
- Corporations and businesses$76,6020.1%
- Investment companies$2040.0%
- Individual clients
- 98reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 377reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.6M for 10 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan Henry GlaserCertified Financial Planner | West Des Moines, Ia | Feb 24, 2017 | 41 y | 4 |
| Elizabeth Glaser Johnson | West Des Moines, Ia | Aug 27, 2018 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Lori A Ripperger to Investment Centers Of America, Inc.May 31, 2017 · Other
Joined, latest
- Elizabeth Glaser Johnson from LPL Financial LLCAug 27, 2018 · RIA to RIA
- Lori A Ripperger from Investment Centers Of America, Inc.Feb 24, 2017 · Other
- Jonathan Henry Glaser from Investment Centers Of America, Inc.Feb 24, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Investment Centers Of America, Inc.Feb 28, 2017 · West Des Moines, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Henry Jonathan Glaser · Chief Compliance Officer And Managing Membercontrolsince 01/2017 · owns 75% or more
- Glaser Elizabeth Johnson · Investment Adviser Representativesince 06/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Des Moines, Ia · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 392 to 377Sep 10, 2025 to Feb 9, 2026
- Charity clients · unset to 5.0Sep 10, 2025 to Feb 9, 2026
- HNW clients · 34 to 38Sep 10, 2025 to Feb 9, 2026
- Individual clients · 112 to 98Sep 10, 2025 to Feb 9, 2026
- Assets in custody · $5.9M to $5.6MSep 10, 2025 to Feb 9, 2026
- Employees · 2 to 4Sep 10, 2025 to Feb 9, 2026
- Financial planning clients · 51-100 to 26-50Sep 10, 2025 to Feb 9, 2026
- Discretionary RAUM · $111M to $123MSep 10, 2025 to Feb 9, 2026
- HNW RAUM · $72.5M to $86.8MSep 10, 2025 to Feb 9, 2026
- Individual RAUM · $28.8M to $26.9MSep 10, 2025 to Feb 9, 2026
- Non-discretionary RAUM · $0 to $500,305Sep 10, 2025 to Feb 9, 2026
- Pension RAUM · $314,366 to $409,071Sep 10, 2025 to Feb 9, 2026
- RAUM · $111M to $124MSep 10, 2025 to Feb 9, 2026
- Accounts · 358 to 392Feb 5, 2024 to Mar 21, 2025
- HNW clients · 35 to 34Feb 5, 2024 to Mar 21, 2025
- Individual clients · 103 to 112Feb 5, 2024 to Mar 21, 2025
- Assets in custody · $1.0M to $5.9MFeb 5, 2024 to Mar 21, 2025
- Financial planning clients · 51-100 to 51-100Feb 5, 2024 to Mar 21, 2025
- Discretionary RAUM · $109M to $111MFeb 5, 2024 to Mar 21, 2025
- HNW RAUM · $69.9M to $72.5MFeb 5, 2024 to Mar 21, 2025
- Individual RAUM · $30.3M to $28.8MFeb 5, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $3.3M to $0Feb 5, 2024 to Mar 21, 2025
- Pension RAUM · $228,639 to $314,366Feb 5, 2024 to Mar 21, 2025
- RAUM · $112M to $111MFeb 5, 2024 to Mar 21, 2025
- Accounts · 327 to 358Mar 16, 2023 to Feb 5, 2024
- HNW clients · 32 to 35Mar 16, 2023 to Feb 5, 2024
- Individual clients · 102 to 103Mar 16, 2023 to Feb 5, 2024
- Assets in custody · unset to 1017715.0Mar 16, 2023 to Feb 5, 2024
- Custody of client assets · false to trueMar 16, 2023 to Feb 5, 2024
- Discretionary RAUM · $101M to $109MMar 16, 2023 to Feb 5, 2024
- HNW RAUM · $62.4M to $69.9MMar 16, 2023 to Feb 5, 2024
- Individual RAUM · $30.4M to $30.3MMar 16, 2023 to Feb 5, 2024
- Non-discretionary RAUM · $4.7M to $3.3MMar 16, 2023 to Feb 5, 2024
- Pension RAUM · $158,385 to $228,639Mar 16, 2023 to Feb 5, 2024
- RAUM · $106M to $112MMar 16, 2023 to Feb 5, 2024
- Accounts · 349 to 327May 26, 2022 to Mar 16, 2023
- HNW clients · 28 to 32May 26, 2022 to Mar 16, 2023
- Financial planning clients · 26-50 to 51-100May 26, 2022 to Mar 16, 2023
- Discretionary RAUM · $100M to $101MMay 26, 2022 to Mar 16, 2023
- HNW RAUM · $62.0M to $62.4MMay 26, 2022 to Mar 16, 2023
Signals
1 dated events
- Iowa Wealth Management, Llc filed its initial SEC registration (Form ADV)Mar 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 515-225-1924reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 515-225-4067reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-425-1924reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/iowa-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- IOWAWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 515-225-1924reportedpublic record, Form ADV, Feb 9, 2026
- Contact form
- iowawealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- iowawealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026