DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I••• W••••• M••••••••• L••

Independent wealth managerWest Des Moines, IowaCRD 286435SEC 801-123613websiteIAPD
Latest filing Feb 9, 2026
First filing on the tape Mar 3, 2022 · 9 filings
SEC status approved since Apr 5, 2022
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$114M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.0M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$124M as of Feb 9, 2026
Mar 16, 2023$106M then
HNW client RAUM$86.8M as of Feb 9, 2026
Mar 16, 2023$62.4M then
State-registered IARs (5.B.3)2 as of Feb 9, 2026
Mar 16, 20232 then
Employees (5.A)4 as of Feb 9, 2026
Mar 16, 20232 then
Private funds: no history
RAUM +12% over the last fiscal year+5.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$62.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
68derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$328,715derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-6.8%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
Custody
$5.6M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$86.8M70%
  • Individuals$26.9M22%
  • Charitable organizations$9.8M7.9%
  • Pension and profit-sharing plans$409,0710.3%
  • Corporations and businesses$76,6020.1%
  • Investment companies$2040.0%
Individual clients
98reported
HNW clients
38reported
Pension plan clients
n/areported
Charitable clients
5reported
Accounts
377reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$5.6M for 10 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••••• H•••• G•••••Certified Financial PlannerWest Des Moines, IaFeb 24, 201741 y4
E•••••••• G••••• J••••••West Des Moines, IaAug 27, 201810 y2
Advisor movement
0 left, 0 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G•••••• J•••••••• H•••• · Chief Compliance Officer And Managing Membercontrol
    since 01/2017 · owns 75% or more
  • J••••••• E••••••••• G••••• · Investment Adviser Representative
    since 06/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
West Des Moines, Ia · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 392 to 377
    Sep 10, 2025 to Feb 9, 2026
  • Charity clients · unset to 5.0
    Sep 10, 2025 to Feb 9, 2026
  • HNW clients · 34 to 38
    Sep 10, 2025 to Feb 9, 2026
  • Individual clients · 112 to 98
    Sep 10, 2025 to Feb 9, 2026
  • Assets in custody · $5.9M to $5.6M
    Sep 10, 2025 to Feb 9, 2026
  • Employees · 2 to 4
    Sep 10, 2025 to Feb 9, 2026
  • Financial planning clients · 51-100 to 26-50
    Sep 10, 2025 to Feb 9, 2026
  • Discretionary RAUM · $111M to $123M
    Sep 10, 2025 to Feb 9, 2026
  • HNW RAUM · $72.5M to $86.8M
    Sep 10, 2025 to Feb 9, 2026
  • Individual RAUM · $28.8M to $26.9M
    Sep 10, 2025 to Feb 9, 2026
  • Non-discretionary RAUM · $0 to $500,305
    Sep 10, 2025 to Feb 9, 2026
  • Pension RAUM · $314,366 to $409,071
    Sep 10, 2025 to Feb 9, 2026
  • RAUM · $111M to $124M
    Sep 10, 2025 to Feb 9, 2026
  • Accounts · 358 to 392
    Feb 5, 2024 to Mar 21, 2025
  • HNW clients · 35 to 34
    Feb 5, 2024 to Mar 21, 2025
  • Individual clients · 103 to 112
    Feb 5, 2024 to Mar 21, 2025
  • Assets in custody · $1.0M to $5.9M
    Feb 5, 2024 to Mar 21, 2025
  • Financial planning clients · 51-100 to 51-100
    Feb 5, 2024 to Mar 21, 2025
  • Discretionary RAUM · $109M to $111M
    Feb 5, 2024 to Mar 21, 2025
  • HNW RAUM · $69.9M to $72.5M
    Feb 5, 2024 to Mar 21, 2025
  • Individual RAUM · $30.3M to $28.8M
    Feb 5, 2024 to Mar 21, 2025
  • Non-discretionary RAUM · $3.3M to $0
    Feb 5, 2024 to Mar 21, 2025
  • Pension RAUM · $228,639 to $314,366
    Feb 5, 2024 to Mar 21, 2025
  • RAUM · $112M to $111M
    Feb 5, 2024 to Mar 21, 2025
  • Accounts · 327 to 358
    Mar 16, 2023 to Feb 5, 2024
  • HNW clients · 32 to 35
    Mar 16, 2023 to Feb 5, 2024
  • Individual clients · 102 to 103
    Mar 16, 2023 to Feb 5, 2024
  • Assets in custody · unset to 1017715.0
    Mar 16, 2023 to Feb 5, 2024
  • Custody of client assets · false to true
    Mar 16, 2023 to Feb 5, 2024
  • Discretionary RAUM · $101M to $109M
    Mar 16, 2023 to Feb 5, 2024
  • HNW RAUM · $62.4M to $69.9M
    Mar 16, 2023 to Feb 5, 2024
  • Individual RAUM · $30.4M to $30.3M
    Mar 16, 2023 to Feb 5, 2024
  • Non-discretionary RAUM · $4.7M to $3.3M
    Mar 16, 2023 to Feb 5, 2024
  • Pension RAUM · $158,385 to $228,639
    Mar 16, 2023 to Feb 5, 2024
  • RAUM · $106M to $112M
    Mar 16, 2023 to Feb 5, 2024
  • Accounts · 349 to 327
    May 26, 2022 to Mar 16, 2023
  • HNW clients · 28 to 32
    May 26, 2022 to Mar 16, 2023
  • Financial planning clients · 26-50 to 51-100
    May 26, 2022 to Mar 16, 2023
  • Discretionary RAUM · $100M to $101M
    May 26, 2022 to Mar 16, 2023
  • HNW RAUM · $62.0M to $62.4M
    May 26, 2022 to Mar 16, 2023
Signals
1 dated events
  • I••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
    Mar 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
515-225-1924reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
515-225-4067reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
877-425-1924reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/iowa-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
515-225-1924reportedpublic record, Form ADV, Feb 9, 2026
Contact form
iowawealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Team page
iowawealth.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$62.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026