DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lucas Alan Jacobson
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Luke Alan Jacobson
At current firm
3 y
since Aug 14, 2023
In the industry
22 y
since Apr 1, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Aug 14, 2023 · Omaha, Ne
- MML Investors Services, LLC BD affiliatedOct 8, 2021 to Aug 15, 2023 · San Diego, Ca
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Jul 22, 2021 · San Diego, Ca
- First Allied Advisory Services, Inc. formerJun 16, 2020 to Nov 12, 2020 · San Diego, Ca
- Presidio Capital Management, LLC independent RIAApr 6, 2020 to Oct 20, 2021 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Mutual Advisors, LLCleft Aug 15, 2023, registered Aug 14, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- Presidio Capital Management, LLC to First Allied Advisory Services, Inc.left Oct 20, 2021, registered Jun 16, 2020 (-491 days) · RIA to affiliated broker-dealer or bank
- Cetera Investment Advisers LLC to MML Investors Services, LLCleft Jul 22, 2021, registered Oct 8, 2021 (78 days) · Affiliated broker-dealer or bank to another
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Signals
- Lucas Alan Jacobson left Mml Investors Services, Llc for Mutual Advisors, Llc (registered 2023-08-14)Aug 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address