RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A••• G•••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 25, 2025 · Rome, Ga
- D•••••• L••• S••••• L•• formerJan 8, 2026 to Apr 3, 2026 · Rome, Ga
- D•••••• L••• S••••• L•• formerDec 14, 2016 to Dec 31, 2025 · Tucker, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDSep 12, 2008 to Sep 30, 2016 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedMay 23, 2007 to May 5, 2008 · Atlanta, Ga
- C••••••••• F•••••••• N•••••• national BDOct 19, 2005 to Mar 22, 2007 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJun 16, 2003 to Oct 13, 2005 · Atlanta, Ga
- D•••••• L••• S••••• L•• to no registered destinationleft Apr 3, 2026 · Departure, no registered destination
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to D•••••• L••• S••••• L••left Sep 30, 2016, registered Dec 14, 2016 (75 days) · Other
- M••••• S•••••• • C•• L•• to A••••••••• F•••••••• S•••••••• L••left May 5, 2008, registered Sep 12, 2008 (130 days) · Other
- C••••••••• F•••••••• N•••••• to M••••• S•••••• • C•• L••left Mar 22, 2007, registered May 23, 2007 (62 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Oct 13, 2005, registered Oct 19, 2005 (6 days) · Affiliated broker-dealer or bank to another
- L•••• A••• G••• no longer registered at D•••••• L••• S••••• L••; no later IA registration on IAPDApr 3, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address