RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• M••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Aug 5, 2015 · Geneva, Il
- 1•• G••••• A••••••• I•• formerMar 12, 2009 to Dec 31, 2014 · Elgin, Il
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 26, 2006 to Aug 27, 2008 · Downers Grove, Il
- 1•• G••••• A••••••• I•• to T••••••• I••••••••• M••••••••• I•••left Dec 31, 2014, registered Aug 5, 2015 (217 days) · Other
- T••••••• I••••••••• M••••••••• I••• to 1•• G••••• A••••••• I••left Aug 27, 2008, registered Mar 12, 2009 (197 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address