RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••• W••••
- L••••••• A••••••• independent RIA currentsince Jul 13, 2016 · Overland Park, Ks
- V•• A••••••• S••••••• formerOct 15, 2003 to Jul 14, 2016 · Johnston, Ia
- D••••• C•••••• M••••••••• formerJun 25, 2002 to Nov 6, 2003 · West Des Moines, Ia
- T•• M••••••• I••• unclassifiedMar 14, 2002 to Sep 26, 2002 · West Des Moines , Ia
- V•• A••••••• S••••••• to L••••••• A•••••••left Jul 14, 2016, registered Jul 13, 2016 (-1 days) · Other
- D••••• C•••••• M••••••••• to V•• A••••••• S•••••••left Nov 6, 2003, registered Oct 15, 2003 (-22 days) · Other
- T•• M••••••• I••• to D••••• C•••••• M•••••••••left Sep 26, 2002, registered Jun 25, 2002 (-93 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address