DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Lexaurum Advisors

Independent wealth managerOverland Park, KansasCRD 283653SEC 801-107738websiteIAPD
Legal name Lexaurum Advisors, LLC
Latest filing Jul 1, 2026
First filing on the tape Apr 19, 2016 · 88 filings
SEC status approved since May 10, 2016
RAUM
$1.3B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
98%
$1.2B individuals and HNW
Advisors
35
registered through the firm on IAPD
RAUM per advisor
$36.2M
derived; firm RAUM over IAPD count
Employees
50
31 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
88 filings and snapshots on the tape
RAUM$1.3B as of Jul 1, 2026
Jan 6, 2017$170M then
HNW client RAUM$782M as of Jul 1, 2026
Feb 13, 2018$123M then
State-registered IARs (5.B.3)28 as of Jul 1, 2026
Jan 6, 20176 then
Employees (5.A)50 as of Jul 1, 2026
Jan 6, 201716 then
Private funds: no history
RAUM +26% over the last fiscal year+28% a year over threeIARs 27 to 28offices 20 to 23
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$36.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
63derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$226,319derivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
1.5derived24 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+3.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+20%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$407M, 845 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$782M62%
  • Individuals$463M37%
  • Charitable organizations$11.2M0.9%
  • Corporations and businesses$10.9M0.9%
  • Pension and profit-sharing plans$25,0790.0%
Individual clients
1,858reported
HNW clients
331reported
Pension plan clients
1reported
Charitable clients
9reported
Accounts
5,599reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$407M for 845 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
34 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Peter Wellington HughesChartered Financial AnalystOverland Park, KsJun 2, 201626 y2
Michael Joe CarpenterCertified Financial PlannerAthens, Oh Jun 23, 201625 y2
Robert Alan WileyCertified Financial PlannerOverland Park, Ks Jul 13, 201628 y3
Timothy John HawkinsCertified Financial PlannerOverland Park, Ks Aug 8, 201626 y2
Virginia Bowling ShieldsOverland Park, KsOct 12, 201619 y1
Edna KowitzChartered Financial ConsultantOverland Park, Ks Jul 3, 201725 y4
Rochelle Andrea TocchiniOverland Park, Ks May 2, 201813 y2
Brandon David JohnsonGuthrie, Ok Jun 2, 201821 y3
John Anthony LeisLeawood, Ks Jun 4, 201833 y1
Kenneth Edward DonnellyOverland Park, Ks Sep 16, 201931 y2
Joseph Richard HassenOverland Park, Ks Oct 3, 201912 y2
Richard Frederick SchaufertOverland Park, Ks Dec 5, 201942 y3
Linda Louise StapfSykesville, Md Dec 12, 201930 y2
Gary Martin ChidseyOverland Park, Ks Jan 2, 202015 y2
Michael Allen DesantisChartered Financial AnalystOverland Park, KsApr 15, 202018 y1
Kyle Michael HarshaSmithville, Mo Jun 5, 202011 y2
Matthew James TooleyChartered Financial ConsultantOverland Park, Ks Sep 9, 202018 y1
Kris Alan PersingerCertified Financial PlannerOverland Park, Ks Apr 19, 202135 y3
Thomas William DoellmanOverland Park, Ks May 5, 202114 y0
James W BoldtChartered Financial ConsultantOverland Park, Ks Feb 8, 202217 y0
Karen Kay BenefielOmaha, Ne May 31, 202328 y2
Don SpicerCertified Financial Planner, Chartered Financial AnalystOklahoma City, Ok Sep 15, 202341 y3
Bryce Lawten GrahnOverland Park, KsOct 27, 202313 y0
Todd Andrew KoenigAustin, Tx Jan 5, 202414 y0
George Peter FieldsChartered Financial ConsultantOverland Park, Ks Sep 23, 202439 y6
Ian Robert YarberryLittleton, Co Sep 23, 202414 y4
Andrew Firman ClarkChartered Financial ConsultantOverland Park, Ks Jan 1, 202520 y2
Joshua D PalettaOverland Park, Ks Sep 10, 202517 y4
Stephen Richard ArmstrongMansfield, Oh Oct 9, 202512 y1
Kelly C KranstuberOverland Park, Ks Oct 15, 202511 y1
Michael Jay MurkinsCertified Financial PlannerAnkeny, Ia Jan 28, 202611 y3
Erik SternOverland Park, Ks Apr 6, 202610 y0
Drew RankinOverland Park, Ks Jun 1, 202610 y0
Travis DavidsonAthens, Oh Aug 14, 202614 y0
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 2.9% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Wellington Peter Hughes · Ceocontrol
      since 04/2016 · owns 75% or more
    • Michael Jon Stanfield · Chief Compliance Officercontrol
      since 09/2018 · owns 5% to 10%
    • John Timothy Hawkins · Member
      since 01/2017 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Overland Park, Ks · principal3560
    Ankeny, Ia321
    Littleton, Co200
    Athens, Oh210
    Washington, Dc200
    Medina, Oh210
    Chesterfield, Mo200
    Offices
    Schedule D 1.F, the 25 largest
    • Ankeny, IA2 employees
    • Littleton, CO2 employees
    • Athens, OH2 employees
    • Johnston, IA1 employees
    • Lee'S Summit, MO1 employees
    • Lenexa, KS1 employees
    • Medina, OH1 employees
    • Oklahoma City, OK1 employees
    • Ownings Mill, MD1 employees
    • Sykesville, MD1 employees
    • , 1 employees
    • Canton, OH1 employees
    • Fairfield, TX1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 4,641 to 5,599
      Jan 5, 2026 to Feb 26, 2026
    • Advisory employees · 30 to 31
      Jan 5, 2026 to Feb 26, 2026
    • Charity clients · 13 to 9
      Jan 5, 2026 to Feb 26, 2026
    • Corporate clients · 27 to 31
      Jan 5, 2026 to Feb 26, 2026
    • HNW clients · 286 to 331
      Jan 5, 2026 to Feb 26, 2026
    • Individual clients · 1,542 to 1,858
      Jan 5, 2026 to Feb 26, 2026
    • Assets in custody · $319M to $407M
      Jan 5, 2026 to Feb 26, 2026
    • Employees · 45 to 50
      Jan 5, 2026 to Feb 26, 2026
    • State-registered IARs · 27 to 28
      Jan 5, 2026 to Feb 26, 2026
    • Discretionary RAUM · $903M to $1.1B
      Jan 5, 2026 to Feb 26, 2026
    • HNW RAUM · $611M to $782M
      Jan 5, 2026 to Feb 26, 2026
    • Individual RAUM · $373M to $463M
      Jan 5, 2026 to Feb 26, 2026
    • Non-discretionary RAUM · $103M to $139M
      Jan 5, 2026 to Feb 26, 2026
    • Pension RAUM · $166,743 to $25,079
      Jan 5, 2026 to Feb 26, 2026
    • RAUM · $1.0B to $1.3B
      Jan 5, 2026 to Feb 26, 2026
    • Other offices · 20 to 23
      Jul 30, 2025 to Oct 15, 2025
    • Financial planning clients · 26-50 to 26-50
      Mar 26, 2025 to Jul 30, 2025
    • Accounts · 4,018 to 4,641
      Nov 11, 2024 to Feb 18, 2025
    • Advisory employees · 31 to 30
      Nov 11, 2024 to Feb 18, 2025
    • Charity clients · 17 to 13
      Nov 11, 2024 to Feb 18, 2025
    • Corporate clients · 23 to 27
      Nov 11, 2024 to Feb 18, 2025
    • HNW clients · 225 to 286
      Nov 11, 2024 to Feb 18, 2025
    • Individual clients · 1,437 to 1,542
      Nov 11, 2024 to Feb 18, 2025
    • Pension plan clients · unset to 1.0
      Nov 11, 2024 to Feb 18, 2025
    • Assets in custody · $239M to $319M
      Nov 11, 2024 to Feb 18, 2025
    • Employees · 42 to 45
      Nov 11, 2024 to Feb 18, 2025
    • State-registered IARs · 25 to 27
      Nov 11, 2024 to Feb 18, 2025
    • Other offices · 19 to 20
      Nov 11, 2024 to Feb 18, 2025
    • Discretionary RAUM · $684M to $903M
      Nov 11, 2024 to Feb 18, 2025
    • HNW RAUM · $447M to $611M
      Nov 11, 2024 to Feb 18, 2025
    • Individual RAUM · $321M to $373M
      Nov 11, 2024 to Feb 18, 2025
    • Non-discretionary RAUM · $99.8M to $103M
      Nov 11, 2024 to Feb 18, 2025
    • Pension RAUM · unset to 166743.0
      Nov 11, 2024 to Feb 18, 2025
    • RAUM · $784M to $1.0B
      Nov 11, 2024 to Feb 18, 2025
    • Other offices · 20 to 19
      Oct 21, 2024 to Nov 11, 2024
    • Other offices · 19 to 20
      Sep 9, 2024 to Oct 14, 2024
    • Accounts · 3,466 to 4,018
      Sep 18, 2023 to Feb 5, 2024
    • Advisory employees · 27 to 31
      Sep 18, 2023 to Feb 5, 2024
    • Charity clients · 20 to 17
      Sep 18, 2023 to Feb 5, 2024
    • Corporate clients · 11 to 23
      Sep 18, 2023 to Feb 5, 2024
    Signals
    13 dated events
    • Lexaurum Advisors reported RAUM $1.3B, up 26% from $1.0B (2026-01-05 to 2026-02-26)
      Feb 26, 2026 · RAUM change · derived
    • Bryce William Littler left Lexaurum Advisors for Van Diest Capital (registered 2025-11-18)
      Nov 11, 2025 · Advisor changed firm · fact
    • Lexaurum Advisors reported RAUM $1.0B, up 28% from $784.2M (2024-11-11 to 2025-02-18)
      Feb 18, 2025 · RAUM change · derived
    • Matthew J Herink left Lexaurum Advisors for Security Capital Management (registered 2024-12-03)
      Nov 26, 2024 · Advisor changed firm · fact
    • 2 advisors left Osaic Wealth, Inc. (Littleton, CO) for Lexaurum Advisors on the same day
      Sep 25, 2024 · Team lift-out · derived
    • Victoria Anne Davis left Lexaurum Advisors for Benjamin F. Edwards & Company, Incorporated (registered 2024-04-19)
      Feb 8, 2024 · Advisor changed firm · fact
    • Lexaurum Advisors reported RAUM $784.2M, up 30% from $604.1M (2023-09-18 to 2024-02-05)
      Feb 5, 2024 · RAUM change · derived
    • Ronald Bernard Adrian left Lexaurum Advisors for Raymond James Financial Services Advisors, Inc (registered 2024-01-02)
      Jan 3, 2024 · Advisor changed firm · fact
    • Nixon D James left Lexaurum Advisors for Shepherd Advisor (registered 2025-08-26)
      Jan 3, 2024 · Advisor changed firm · fact
    • Lewis Wade Partridge left Lexaurum Advisors for Mariner (registered 2026-01-05)
      Aug 7, 2023 · Advisor changed firm · fact
    • Lexaurum Advisors reported RAUM $549.1M, up 30% from $420.7M (2020-12-15 to 2021-03-09)
      Mar 9, 2021 · RAUM change · derived
    • Lexaurum Advisors reported RAUM $420.7M, up 33% from $315.5M (2020-03-10 to 2020-03-27)
      Mar 27, 2020 · RAUM change · derived
    • Veritas Investment Partners, Llc filed its initial SEC registration (Form ADV)
      Apr 19, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    ian@crg1.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    pete@crg1.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    303-233-5150reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    303-265-9340reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    720-226-4590reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    LINKEDIN.COM/COMPANY/CARPENTER-ASSOCIATES-FINANCIALreportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/capital-resource-groupreportedpublic record, Form ADV, Sep 17, 2026
    Website
    CRG1.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    913-261-9316reportedpublic record, Form ADV, Jul 1, 2026
    Team page
    CRG1.COM/team/pete-fieldsreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $36.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026