RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• E•••• G••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Hudson, Ma
- S•••••••• F••••••••• I••• formerNov 28, 2017 to Feb 3, 2023 · Westborough, Ma
- S•• I••••••••• I••• formerApr 10, 2015 to Nov 28, 2017 · Westborough, Ma
- S•••••••• F••••••••• I••• to C••••• I••••••••• A••••••• L••left Feb 3, 2023, registered Jun 29, 2023 (146 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• I••••••••• I••• to S•••••••• F••••••••• I•••left Nov 28, 2017, registered Nov 28, 2017 (0 days) · Other · moved with a team
- M••••••• E•••• G•••• left S•••••••• F••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)Feb 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address