DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• J•••• D•••••

S•••••• W••••• P•••••••• L••BD affiliatedAvon, Ohdual registrantIAPD 4510413

Feed of 09/14/2026

Also filed as Steve J•••• D•••••

At current firm

1 y

since Mar 4, 2025

In the industry

22 y

since Mar 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• W••••• P•••••••• L•• BD affiliated current
since Mar 4, 2025 · Avon, Oh
S•••••••• I••••••••• S••••••••• I••• independent RIA
Jun 10, 2021 to May 29, 2025 · Orland Park, Il
C••••• A•••••• N••••••• L•• former
Mar 5, 2012 to Jun 4, 2021 · Westlake, Oh
O•••• W•••••• I••• BD affiliated
Apr 12, 2010 to Mar 7, 2012 · Avon, Oh

Moves

a registration end followed by a registration begin elsewhere

S•••••••• I••••••••• S••••••••• I••• to S•••••• W••••• P•••••••• L••
left May 29, 2025, registered Mar 4, 2025 (-86 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••• A•••••• N••••••• L•• to S•••••••• I••••••••• S••••••••• I•••
left Jun 4, 2021, registered Jun 10, 2021 (6 days) · Affiliated broker-dealer or bank to independent RIA
O•••• W•••••• I••• to C••••• A•••••• N••••••• L••
left Mar 7, 2012, registered Mar 5, 2012 (-2 days) · Other

Signals

S•••••• J•••• D••••• left S•••••••• I••••••••• S••••••••• I••• for S•••••• W••••• P•••••••• L•• (registered 2025-03-04)
May 29, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address