DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••••• I••••••••• S••••••••• I•••
Latest filing Feb 16, 2026
First filing on the tape Mar 16, 2012 · 19 filings
SEC status approved since Mar 23, 2007
RAUM
$830M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$746M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$83.0M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$830M as of Feb 16, 2026
May 7, 2012$258M then
HNW client RAUM$306M as of Feb 16, 2026
Jan 26, 2018$300M then
State-registered IARs (5.B.3)9 as of Feb 16, 2026
Mar 27, 20132 then
Employees (5.A)14 as of Feb 16, 2026
Mar 27, 20139 then
Private funds: no history
RAUM -8.8% over the last fiscal year+11% a year over threeIARs 12 to 9offices 5 to 3
Practice profile
derived from the filing of Feb 16, 2026; every figure names its basis
- RAUM per advisor
- $83.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 260derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $228,652derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$440M59%
- High-net-worth individuals$306M41%
- Individual clients
- 2,446reported
- HNW clients
- 154reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3,631reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• M•••••• B••••Certified Financial Planner | Orland Park, Il | Mar 23, 2007 | 34 y | 4 |
| D•••••• J•••• S••••••••Certified Financial Planner | Orland Park, Il | Dec 3, 2010 | 26 y | 3 |
| F•••• J•••• P•••••• | Orland Park, Il | Dec 3, 2010 | 49 y | 3 |
| C•••• T••••• K•••• | Orland Park, Il | Dec 3, 2010 | 30 y | 2 |
| D•••• W•••••• M•••••••Certified Financial Planner | Orland Park, Il | Aug 31, 2018 | 13 y | 3 |
| T•••• R••••• O•••••• | Orland Park, Il | Apr 14, 2021 | 10 y | 2 |
| K•••• K•••••••• | Orland Park, Il | Jun 14, 2021 | 17 y | 0 |
| A•••• S•••• | Orland Park, Il | Feb 25, 2022 | 13 y | 0 |
| A•••••••• M••• N••••• | Orland Park, Il | Feb 20, 2023 | 13 y | 0 |
| J•••• R••••• V•••••• | Orland Park, Il | Sep 11, 2026 | 16 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- R••••• A•••••• B••• to S•••••• W••••• P•••••••• L••May 29, 2025 · RIA to affiliated broker-dealer or bank
- S•••••• J•••• D••••• to S•••••• W••••• P•••••••• L••May 29, 2025 · RIA to affiliated broker-dealer or bank
- A••• G••••• to S•••••• W••••• P•••••••• L••May 29, 2025 · RIA to affiliated broker-dealer or bank
- W•••••• C••••••• F••••• to T••• W••••• D•••••• L••May 16, 2023 · RIA to RIA
Joined, latest
- J•••• R••••• V•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 11, 2026 · Wirehouse to independent RIA
- R••••• A•••••• B••• from S•••••• W••••• P•••••••• L••Jun 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- S•••••• J•••• D••••• from C••••• A•••••• N••••••• L••Jun 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- T•••• R••••• O•••••• from C•••••• S••••• • C••• I•••Apr 14, 2021 · Affiliated broker-dealer or bank to independent RIA
- W•••••• C••••••• F••••• from S•••••• W••••• P•••••••• L••Feb 17, 2020 · RIA to RIA
- D•••• W•••••• M••••••• from H••••••••• F•••••••• A•••••••Aug 31, 2018 · Affiliated broker-dealer or bank to independent RIA
- F•••• J•••• P•••••• from L•• F•••••••• L••Dec 3, 2010 · Other
- D•••••• J•••• S•••••••• from L•• F•••••••• L••Dec 3, 2010 · Other
- C•••• T••••• K•••• from L•• F•••••••• L••Dec 3, 2010 · Other
- R••••• M•••••• B•••• from W••••••••• F•••••••• G••••• I•••Mar 23, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for S•••••• W••••• P•••••••• L••May 29, 2025 · Avon, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• A•••• · Presidentcontrolsince 01/2022 · owns 75% or more
- S••••••••• D••••••• J•••• · Ccocontrolsince 01/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orland Park, Il · principal | 10 | 1 | 0 | ||
| Avon, Oh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Avon, OH2 employees
- Bay Village, OH1 employees
- Chicago, IL1 employees
- Inverness, IL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Feb 16, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 3.0 (-40.0%) between the annual amendments of 2025-02-17 and 2026-02-16; the peer median change was 0.0% (233 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 4.3% percentile
What changed
consecutive filings, newest first
- Accounts · 3,910 to 3,631Feb 17, 2025 to Feb 16, 2026
- Advisory employees · 12 to 9Feb 17, 2025 to Feb 16, 2026
- BD registered reps · 7 to 4Feb 17, 2025 to Feb 16, 2026
- HNW clients · 140 to 154Feb 17, 2025 to Feb 16, 2026
- Individual clients · 2,260 to 2,446Feb 17, 2025 to Feb 16, 2026
- Assets in custody · $197M to $212MFeb 17, 2025 to Feb 16, 2026
- Employees · 18 to 14Feb 17, 2025 to Feb 16, 2026
- State-registered IARs · 12 to 9Feb 17, 2025 to Feb 16, 2026
- Other offices · 5 to 3Feb 17, 2025 to Feb 16, 2026
- Discretionary RAUM · $910M to $830MFeb 17, 2025 to Feb 16, 2026
- HNW RAUM · $262M to $306MFeb 17, 2025 to Feb 16, 2026
- Individual RAUM · $470M to $440MFeb 17, 2025 to Feb 16, 2026
- RAUM · $910M to $830MFeb 17, 2025 to Feb 16, 2026
- Accounts · 4,240 to 3,910Feb 19, 2024 to Feb 17, 2025
- HNW clients · 125 to 140Feb 19, 2024 to Feb 17, 2025
- Individual clients · 1,975 to 2,260Feb 19, 2024 to Feb 17, 2025
- Assets in custody · $24.0M to $197MFeb 19, 2024 to Feb 17, 2025
- Employees · 15 to 18Feb 19, 2024 to Feb 17, 2025
- Financial planning clients · 0 to 0Feb 19, 2024 to Feb 17, 2025
- Other offices · 4 to 5Feb 19, 2024 to Feb 17, 2025
- Discretionary RAUM · $780M to $910MFeb 19, 2024 to Feb 17, 2025
- HNW RAUM · $207M to $262MFeb 19, 2024 to Feb 17, 2025
- Individual RAUM · $428M to $470MFeb 19, 2024 to Feb 17, 2025
- RAUM · $780M to $910MFeb 19, 2024 to Feb 17, 2025
- Accounts · 3,082 to 4,240Feb 20, 2023 to Feb 19, 2024
- Advisory employees · 11 to 12Feb 20, 2023 to Feb 19, 2024
- BD registered reps · 8 to 7Feb 20, 2023 to Feb 19, 2024
- HNW clients · 130 to 125Feb 20, 2023 to Feb 19, 2024
- Individual clients · 1,160 to 1,975Feb 20, 2023 to Feb 19, 2024
- Employees · 13 to 15Feb 20, 2023 to Feb 19, 2024
- State-registered IARs · 11 to 12Feb 20, 2023 to Feb 19, 2024
- Discretionary RAUM · $611M to $780MFeb 20, 2023 to Feb 19, 2024
- HNW RAUM · $200M to $207MFeb 20, 2023 to Feb 19, 2024
- Individual RAUM · $298M to $428MFeb 20, 2023 to Feb 19, 2024
- RAUM · $611M to $780MFeb 20, 2023 to Feb 19, 2024
- Accounts · 2,593 to 3,082Feb 21, 2022 to Feb 20, 2023
- Advisory employees · 9 to 11Feb 21, 2022 to Feb 20, 2023
- HNW clients · 116 to 130Feb 21, 2022 to Feb 20, 2023
- Individual clients · 1,175 to 1,160Feb 21, 2022 to Feb 20, 2023
- Assets in custody · $236M to $24.0MFeb 21, 2022 to Feb 20, 2023
Signals
7 dated events
- Aric Gordon left Strategic Investment Solutions, Inc. for Stratos Wealth Partners, Ltd (registered 2025-03-21)May 29, 2025 · Advisor changed firm · fact
- Stephen James Dzurec left Strategic Investment Solutions, Inc. for Stratos Wealth Partners, Ltd (registered 2025-03-04)May 29, 2025 · Advisor changed firm · fact
- Robert Anthony Bove left Strategic Investment Solutions, Inc. for Stratos Wealth Partners, Ltd (registered 2025-02-28)May 29, 2025 · Advisor changed firm · fact
- 2 advisors left Strategic Investment Solutions, Inc. (Avon, OH) for Stratos Wealth Partners, LTD on the same dayMay 29, 2025 · Team lift-out · derived
- Strategic Investment Solutions, Inc. reported RAUM $780.0M, up 28% from $611.0M (2023-02-20 to 2024-02-19)Feb 19, 2024 · RAUM change · derived
- William Campbell Ferber left Strategic Investment Solutions, Inc. for True Wealth Design, Llc (registered 2023-04-06)May 16, 2023 · Advisor changed firm · fact
- Michael Robert Byrns (President) no longer on Schedule A of Strategic Investment Solutions, Inc. (listed 2021-03-19, absent 2022-02-21)Feb 21, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 708-645-8820reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- sisfp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 708-645-8820reportedpublic record, Form ADV, Feb 16, 2026
- Team page
- sisfp.com/meet-the-team-strategic-investment-solutions-increportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026