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Registered advisor
J••• W•••••• W••••
Feed of 09/14/2026
At current firm
6 y
since May 7, 2020
In the industry
24 y
since Mar 30, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 7, 2020 · Avon Lake, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Feb 14, 2018 · Elyria, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Feb 1, 2017 · Elyria, Oh
- F••••••••• A•••••••• I••• unclassifiedApr 30, 2010 to Sep 18, 2013 · Avon Lake, Oh
- I••••• F•••••••• C••••••••• formerMar 7, 2007 to Jan 22, 2010 · Avon, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left Feb 14, 2018, registered May 7, 2020 (813 days) · Other · moved with a team
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••left Jan 22, 2010, registered Apr 30, 2010 (98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address