RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• R••••• A•••••••
- S••••• F••••••••• L•• BD affiliated currentsince Dec 18, 2023 · Millersville, Md
- S•••••••• F•••••••• A••••••• L•• formerMay 11, 2009 to Dec 20, 2023 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 20, 2002 to Mar 5, 2009 · Towson, Md
- S•••••••• F•••••••• A••••••• L•• to S••••• F••••••••• L••left Dec 20, 2023, registered Dec 18, 2023 (-2 days) · Other · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to S•••••••• F•••••••• A••••••• L••left Mar 5, 2009, registered May 11, 2009 (67 days) · Other
- M••••••• R••••• A••••••• left S•••••••• F•••••••• A••••••• L•• for S••••• F••••••••• L•• (registered 2023-12-18)Dec 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address