RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jan 20, 2015 · Deland, Fl
- N•••••• G•••• S••••••••• I••• formerMay 14, 2009 to Jan 8, 2015 · Lake Mary, Fl
- B•••••• C••••••• • A••••••••• I•• otherAug 25, 2006 to May 30, 2008 · Orlando, Fl
- N•••••• G•••• S••••••••• I••• to M••••• S••••••left Jan 8, 2015, registered Jan 20, 2015 (12 days) · Other
- B•••••• C••••••• • A••••••••• I•• to N•••••• G•••• S••••••••• I•••left May 30, 2008, registered May 14, 2009 (349 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address