RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D•••• N••••••
- C•••••• F••••• O•••••• I••• independent RIA currentsince Feb 1, 2021 · Beaverton, Or
- F•••••••• A•••••••• I••••••••• M••••••••• formerMar 11, 2013 to Apr 1, 2021 · Olympia, Wa
- L•• F•••••••• L•• BD affiliatedAug 30, 2011 to Dec 4, 2013 · Portland, Or
- P•••••• W••• F•••••••• C••••••••• I•• formerMay 6, 2004 to Dec 19, 2005 · Portland, Or
- M••••• S•••••• D• I••• unclassifiedApr 9, 2003 to May 27, 2003 · Portland, Or
- F•••••••• A•••••••• I••••••••• M••••••••• to C•••••• F••••• O•••••• I•••left Apr 1, 2021, registered Feb 1, 2021 (-59 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left Dec 4, 2013, registered Mar 11, 2013 (-268 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to L•• F•••••••• L••left Dec 19, 2005, registered Aug 30, 2011 (2080 days) · Other
- M••••• S•••••• D• I••• to P•••••• W••• F•••••••• C••••••••• I••left May 27, 2003, registered May 6, 2004 (345 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address