A•••• M•••• W•••••

• O•••• W•••••• I••• BD affiliated current
  since Oct 30, 2020 · Kirkland, Wa
• H•••••• T••••••• • K•••• L•• independent RIA
  Aug 30, 2006 to Nov 2, 2020 · Bellevue, Wa
• L•• F•••••••• L•• BD affiliated
  Sep 9, 2002 to Aug 23, 2006 · Seattle, Wa

• H•••••• T••••••• • K•••• L•• to O•••• W•••••• I•••
  left Nov 2, 2020, registered Oct 30, 2020 (-3 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to H•••••• T••••••• • K•••• L••
  left Aug 23, 2006, registered Aug 30, 2006 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address