S•••• K••• S••••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 9, 2023 · Franklin, Tn
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jun 8, 2016 to Nov 15, 2023 · Little Rock, Ar
• S••••••••• A•••••• A•••••••• I••• former
  Apr 3, 2007 to Jun 1, 2016 · Little Rock, Ar
• L•• F•••••••• L•• BD affiliated
  Jan 21, 2005 to Apr 11, 2007 · Little Rock, Ar
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 17, 2002 to Jan 27, 2005 · Little Rock, Ar

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Nov 15, 2023, registered Nov 9, 2023 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
• S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jun 1, 2016, registered Jun 8, 2016 (7 days) · Other · moved with a team
• L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Apr 11, 2007, registered Apr 3, 2007 (-8 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left Jan 27, 2005, registered Jan 21, 2005 (-6 days) · Other

• ••• Locked
  Nov 15, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address