D•••• J•••• G•••••

• K•• I••••••••• S••••••• L•• BD affiliated current
  since Mar 11, 2024 · Brooklyn, Oh
• L•• F•••••••• L•• BD affiliated
  Sep 18, 2013 to Dec 4, 2016 · Akron, Oh
• F••••••••• A•••••••• I••• unclassified
  Jul 8, 2013 to Sep 18, 2013 · Akron, Oh
• I••••• F•••••••• C••••••••• former
  Jan 29, 2009 to Dec 31, 2009 · Akron, Oh
• K•••••• C•••••• M•••••• I••• unclassified
  Sep 4, 2003 to Feb 15, 2007 · Cleveland, Oh

• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Dec 4, 2016, registered Mar 11, 2024 (2654 days) · Other
• F••••••••• A•••••••• I••• to L•• F•••••••• L••
  left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
• I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••
  left Dec 31, 2009, registered Jul 8, 2013 (1285 days) · Other
• K•••••• C•••••• M•••••• I••• to I••••• F•••••••• C•••••••••
  left Feb 15, 2007, registered Jan 29, 2009 (714 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address