DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• D••••• V••••

M•••••• H••••••• F•••••••• A•••••••independent RIAWest Des Moines, Iadual registrantIAPD 4516230

Feed of 09/14/2026

At current firm

2 y

since Mar 15, 2024

In the industry

24 y

since Apr 15, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• H••••••• F•••••••• A••••••• independent RIA current
since Mar 15, 2024 · West Des Moines, Ia
L•• F•••••••• L•• BD affiliated
Mar 6, 2023 to Mar 25, 2024 · San Diego, Ca
A••• I••••• A••••••• independent RIA
Mar 9, 2022 to Aug 9, 2022 · Omaha, Ne
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 18, 2015 to Feb 22, 2021 · Omaha, Ne
F•••• N••••••• C•••••• M••••••• I••• former
Jun 2, 2010 to Jun 18, 2015 · Elkhorn, Ne
C••••• I••••••••• S••••••• L•• former
Apr 6, 2010 to Jun 2, 2010 · Omaha, Ne
L•• F•••••••• L•• BD affiliated
Mar 20, 2009 to Apr 5, 2010 · Omaha, Ne
U•• F•••••••• S••••••• I••• wirehouse
Dec 14, 2007 to Jan 20, 2009 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•••••• H••••••• F•••••••• A•••••••
left Mar 25, 2024, registered Mar 15, 2024 (-10 days) · Affiliated broker-dealer or bank to independent RIA
A••• I••••• A••••••• to L•• F•••••••• L••
left Aug 9, 2022, registered Mar 6, 2023 (209 days) · RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••• I••••• A•••••••
left Feb 22, 2021, registered Mar 9, 2022 (380 days) · Affiliated broker-dealer or bank to independent RIA
F•••• N••••••• C•••••• M••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 18, 2015, registered Jun 18, 2015 (0 days) · Other · moved with a team
C••••• I••••••••• S••••••• L•• to F•••• N••••••• C•••••• M••••••• I•••
left Jun 2, 2010, registered Jun 2, 2010 (0 days) · Other
L•• F•••••••• L•• to C••••• I••••••••• S••••••• L••
left Apr 5, 2010, registered Apr 6, 2010 (1 days) · Other
U•• F•••••••• S••••••• I••• to L•• F•••••••• L••
left Jan 20, 2009, registered Mar 20, 2009 (59 days) · Other

Signals

Mark Daniel Vance left Lpl Financial Llc for Midwest Heritage Financial Advisors (registered 2024-03-15)
Mar 25, 2024 · Advisor changed firm · fact
Mark Daniel Vance left Ally Invest Advisors for Lpl Financial Llc (registered 2023-03-06)
Aug 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address