B•••••• S•••• A••••

L•• F•••••••• L••BD affiliatedHonolulu, Hidual registrantIAPD 4517441

Certified Financial Planner

Feed of 09/14/2026

At current firm

5 y

since Oct 15, 2020

In the industry

24 y

since Dec 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 15, 2020 · Honolulu, Hi
C••••••••• F•••••••• N•••••• national BD
Feb 27, 2014 to Oct 16, 2020 · Honolulu, Hi
N•• E•••••• S••••••••• C••••••••• former
Apr 19, 2005 to May 22, 2007 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to L•• F•••••••• L••
left Oct 16, 2020, registered Oct 15, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
N•• E•••••• S••••••••• C••••••••• to C••••••••• F•••••••• N••••••
left May 22, 2007, registered Feb 27, 2014 (2473 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address