DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clifford John Short
Feed of 09/14/2026
Also filed as Clifford J Short
At current firm
8 y
since Aug 10, 2018
In the industry
24 y
since Jun 24, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ashford Capital Management Inc mixed wealth currentsince Aug 10, 2018 · Wilmington, De
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Apr 19, 2011 · Lancaster, Pa
- Raymond James Financial Services, Inc. unclassifiedJun 5, 2008 to Jan 2, 2009 · Lancaster, Pa
- Cetera Investment Services LLC formerNov 28, 2007 to Jun 4, 2008 · Lancaster, Pa
- Ifmg Securities, Inc. unclassifiedJul 21, 2004 to Jun 15, 2006 · Reading, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 27, 2002 to Mar 5, 2003 · Exton, Pa
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Ashford Capital Management Incleft Apr 19, 2011, registered Aug 10, 2018 (2670 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Cetera Investment Services LLC to Raymond James Financial Services, Inc.left Jun 4, 2008, registered Jun 5, 2008 (1 days) · Other
- Ifmg Securities, Inc. to Cetera Investment Services LLCleft Jun 15, 2006, registered Nov 28, 2007 (531 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ifmg Securities, Inc.left Mar 5, 2003, registered Jul 21, 2004 (504 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address