RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• A••••• G••••
- Title
- FOUNDERreportedpandorawealth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- P•••••• W•••••• I••• independent RIA currentsince Mar 2, 2026 · Las Vegas, Nv
- P•••••• W•••••• I••• independent RIAJul 17, 2024 to Jan 1, 2026 · Las Vegas, Nv
- S•••••••• A•••• G•••• formerMay 8, 2017 to Nov 22, 2024 · Oakbrook Terrace, Il
- C••••••• P••••••• independent RIASep 24, 2013 to Mar 3, 2017 · Lemont, Il
- W••••••••• C••••••••• independent RIAApr 5, 2011 to Nov 13, 2013 · Cincinnati, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 17, 2006 to Apr 21, 2011 · Chicago, Il
- T• A••••••••• I••• formerDec 10, 2004 to Apr 21, 2011 · Columbus, Oh
- C•••••• S••••• • C••• I••• national BDMar 9, 2004 to Dec 8, 2004 · Clayton, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2002 to Nov 25, 2003 · Ladue, Mo
- S•••••••• A•••• G•••• to P•••••• W•••••• I•••left Nov 22, 2024, registered Jul 17, 2024 (-128 days) · RIA to RIA · moved with a team
- C••••••• P••••••• to S•••••••• A•••• G••••left Mar 3, 2017, registered May 8, 2017 (66 days) · Other
- W••••••••• C••••••••• to C••••••• P•••••••left Nov 13, 2013, registered Sep 24, 2013 (-50 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to W••••••••• C•••••••••left Apr 21, 2011, registered Apr 5, 2011 (-16 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 21, 2011, registered May 17, 2006 (-1800 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Dec 8, 2004, registered Dec 10, 2004 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Nov 25, 2003, registered Mar 9, 2004 (105 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• A••••• G•••• left S•••••••• A•••• G•••• for P•••••• W•••••• I••• (registered 2024-07-17)Nov 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address