RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E••••• B•••••
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Jun 5, 2017 · Scottsdale, Az
- W•• A•••••••• L• formerMay 14, 2010 to Jun 6, 2017 · Edmond, Ok
- I••••••••• P••••••••• I••• formerNov 3, 2003 to May 18, 2010 · Edmond, Ok
- U•• F•••••••• S••••••• I••• wirehouseAug 6, 2002 to Nov 12, 2003 · Oklahoma City, Ok
- W•• A•••••••• L• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jun 6, 2017, registered Jun 5, 2017 (-1 days) · Other
- I••••••••• P••••••••• I••• to W•• A•••••••• L•left May 18, 2010, registered May 14, 2010 (-4 days) · Other
- U•• F•••••••• S••••••• I••• to I••••••••• P••••••••• I•••left Nov 12, 2003, registered Nov 3, 2003 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address