RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••• G••••
- C•••••• A••••••• L•• asset manager currentsince Oct 12, 2015 · Naperville, Il
- M•• A•••• M••••••••• L•• unclassifiedNov 16, 2007 to Jul 27, 2009 · San Francisco, Ca
- M••••• A•••• M••••••••• L•• unclassifiedJul 7, 2006 to Dec 31, 2009 · San Francisco, Ca
- P•••••• P•••••••• L••• formerJan 27, 2003 to Mar 21, 2016 · San Francisco, Ca
- P•••••• P•••••••• L••• to M••••• A•••• M••••••••• L••left Mar 21, 2016, registered Jul 7, 2006 (-3545 days) · Other
- M••••• A•••• M••••••••• L•• to M•• A•••• M••••••••• L••left Dec 31, 2009, registered Nov 16, 2007 (-776 days) · Other
- M•• A•••• M••••••••• L•• to C•••••• A••••••• L••left Jul 27, 2009, registered Oct 12, 2015 (2268 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address