RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• P• P•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Ridgeland, Ms
- B••••••••• S•••••••• W•••••• L•• formerAug 15, 2019 to Jul 1, 2024 · Ridgeland, Ms
- H•••• W••••• A•••••••• L•• formerAug 19, 2009 to Aug 15, 2019 · Ridgeland, Ms
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedApr 24, 2006 to Nov 12, 2007 · Charlotte, Nc
- T•••••••• I••••••••• A•••••••• I••• formerApr 19, 2005 to May 28, 2009 · Jackson, Ms
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 18, 2004 · Jackson, Ms
- A•••••• I••••••••• S•••••••• I••• unclassifiedJan 3, 2003 to Jul 23, 2003 · Jackson, Ms
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- H•••• W••••• A•••••••• L•• to B••••••••• S•••••••• W•••••• L••left Aug 15, 2019, registered Aug 15, 2019 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T•••••••• I••••••••• A•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left May 28, 2009, registered Apr 24, 2006 (-1130 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to H•••• W••••• A•••••••• L••left Nov 12, 2007, registered Aug 19, 2009 (646 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to T•••••••• I••••••••• A•••••••• I•••left Feb 18, 2004, registered Apr 19, 2005 (426 days) · Other
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 23, 2003, registered Jul 10, 2003 (-13 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address