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Registered advisor
M•••••• D•••• W•••
Feed of 09/15/2026
At current firm
1 y
since Sep 23, 2024
In the industry
24 y
since Apr 29, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 23, 2024 · Garden Valley, Id
- L•• F•••••••• L•• BD affiliatedFeb 26, 2015 to Sep 27, 2024 · Boise, Id
- W••••••• F•••••••• S•••••••• I••• formerJan 3, 2011 to Mar 3, 2015 · Meridian, Id
- P•••• S••••••••• L•• no RAUMMar 10, 2003 to Jan 4, 2011 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• W•••••• I•••left Sep 27, 2024, registered Sep 23, 2024 (-4 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 3, 2015, registered Feb 26, 2015 (-5 days) · Other
- P•••• S••••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Jan 4, 2011, registered Jan 3, 2011 (-1 days) · Other
Signals
- M•••••• D•••• W••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2024-09-23)Sep 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address