RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••• D•••••••
- Title
- Chief Compliance Officerreportedwealthstaradvisors.comfirm site, Sep 15, 2026
- Direct business phone
- 972-905-0288reportedwealthstaradvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••••••• A•••••••• L•• i••••••••• wealth currentsince May 13, 2013 · Plano, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedOct 9, 2012 to Dec 31, 2013 · Plano, Tx
- P•••••••• D••••••••• I••••••••• S••••••• C•••• formerJan 9, 2012 to Jul 20, 2012 · Plano, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 25, 2011 to Dec 7, 2011 · Dallas, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 11, 2003 to Jan 27, 2011 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDApr 5, 2002 to Aug 7, 2002 · Richardson, Tx
- I••••••••• F•••••••• P••••••• to W••••••••• A•••••••• L••left Dec 31, 2013, registered May 13, 2013 (-232 days) · Other
- P•••••••• D••••••••• I••••••••• S••••••• C•••• to I••••••••• F•••••••• P•••••••left Jul 20, 2012, registered Oct 9, 2012 (81 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to P•••••••• D••••••••• I••••••••• S••••••• C••••left Dec 7, 2011, registered Jan 9, 2012 (33 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 27, 2011, registered Mar 25, 2011 (57 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address