RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• S••••••
- W•••••• W••••• A•••••••• I••• independent RIA currentsince Nov 1, 2017 · Lexington, Ma
- E••• C•••• A•••• M••••••••• L•• mixed wealthJun 24, 2011 to Oct 16, 2017 · Essex, Ma
- P••••••• A•••••••• I••• formerMar 25, 2009 to Jun 20, 2011 · Waltham, Ma
- W•••••• W••••• A•••••••• I••• independent RIAJul 14, 2000 to Mar 12, 2009 · Lexington, Ma
- W•••••• P••••••• C••• formerJul 14, 2000 to Mar 12, 2009 · Lexington, Ma
- E••• C•••• A•••• M••••••••• L•• to W•••••• W••••• A•••••••• I•••left Oct 16, 2017, registered Nov 1, 2017 (16 days) · Other · moved with a team
- P••••••• A•••••••• I••• to E••• C•••• A•••• M••••••••• L••left Jun 20, 2011, registered Jun 24, 2011 (4 days) · Other
- W•••••• W••••• A•••••••• I••• to W•••••• P••••••• C•••left Mar 12, 2009, registered Jul 14, 2000 (-3163 days) · Other
- W•••••• P••••••• C••• to P••••••• A•••••••• I•••left Mar 12, 2009, registered Mar 25, 2009 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address