DFX Intelligence
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Registered advisor
E••• D••••• S•••••••
Feed of 09/15/2026
At current firm
2 y
since May 13, 2024
In the industry
24 y
since Apr 23, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 13, 2024 · Boise, Id
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to May 10, 2024 · Boise, Id
- C••••• A•••••• N••••••• L•• formerJan 30, 2018 to Jun 29, 2023 · Murray, Ut
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 12, 2012 to Feb 8, 2018 · Missoula, Mt
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left May 10, 2024, registered May 13, 2024 (3 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••left Feb 8, 2018, registered Jan 30, 2018 (-9 days) · Other
Signals
- ••• LockedMay 10, 2024 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address