DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tim A Mackowiak
Feed of 09/14/2026
Also filed as Timothy A. Mackowiak
At current firm
1 y
since Mar 5, 2025
In the industry
24 y
since Aug 26, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Saxony Capital Management, LLC independent RIA currentsince Mar 5, 2025 · Saint Louis, Mo
- Wells Fargo Advisors wirehouseOct 8, 2008 to Sep 7, 2018 · St. Louis, Mo
- Ameriprise Financial Services, LLC national BDJul 22, 2005 to Aug 12, 2008 · Manchester, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 27, 2002 to Aug 16, 2004 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Saxony Capital Management, LLCleft Sep 7, 2018, registered Mar 5, 2025 (2371 days) · Wirehouse to independent RIA
- Ameriprise Financial Services, LLC to Wells Fargo Advisorsleft Aug 12, 2008, registered Oct 8, 2008 (57 days) · Affiliated broker-dealer or bank to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Aug 16, 2004, registered Jul 22, 2005 (340 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address