DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alphacore Capital LLC

Independent wealth managerLa Jolla, CaliforniaCRD 174346SEC 801-108468website IAPD

Latest filing Aug 28, 2026

First filing on the tape Sep 22, 2016 · 65 filings

SEC status approved since Sep 28, 2016

RAUM

$13B

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

96%

$12B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$199M

derived; firm RAUM over IAPD count

Employees

124

70 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

65 filings and snapshots on the tape

RAUM$13B as of Aug 28, 2026

Jan 4, 2017$204M then

HNW client RAUM$12B as of Aug 28, 2026

Mar 30, 2018$118M then

State-registered IARs (5.B.3)63 as of Aug 28, 2026

Jan 4, 20174 then

Employees (5.A)124 as of Aug 28, 2026

Jan 4, 20177 then

Private funds: no history

RAUM +332% over the last fiscal year+105% a year over threeIARs 26 to 63offices 7 to 30

Practice profile

derived from the filing of Aug 28, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment

RAUM per advisor: $199MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 61derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $5.2MderivedHNW RAUM over HNW clients
Average account: $961,594derivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 2.1derived31 offices incl. principal (1.F.5)
RAUM growth, one year: +201%derivedbetween the last two annual amendments
Advisor growth, one year: +119%derivedItem 5.B.3 between annual amendments
Client growth, one year: +134%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Custody: $3.2B, 1,156 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 4derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$12B89%
Individuals$912M7.0%
Banks and thrifts$206M1.6%
Corporations and businesses$186M1.4%
Charitable organizations$30.0M0.2%
Pooled investment vehicles$26.7M0.2%
Pension and profit-sharing plans$18.5M0.1%

Individual clients: 1,776reported
HNW clients: 2,209reported
Pension plan clients: 17reported
Charitable clients: 22reported
Accounts: 13,477reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: $3.2B for 1,156 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

65 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Marc Christopher SewardChartered Financial Consultant	Poway, Ca	Jan 10, 2017	34 y	4
Carl Robinson Adams	La Jolla, Ca	May 1, 2018	17 y	1
Kirk Cabell StrawnChartered Financial Analyst	La Jolla, Ca	Jul 23, 2018	37 y	0
Christopher Cline FreimuthChartered Financial Analyst	Denver, Co	Mar 20, 2020	34 y	2
Stephanie Anne Williams	La Jolla, Ca	Sep 28, 2020	18 y	1
Kristina Joan Cagle	La Jolla, Ca	Sep 28, 2020	13 y	3
Chris James Maudlin	La Jolla, Ca	Sep 28, 2020	21 y	3
Brian David Marvin	La Jolla, Ca	May 7, 2021	30 y	1
Troy Edward OwensCertified Financial Planner	La Jolla, Ca	Nov 10, 2021	11 y	2
Richard Gerard Pfister	La Jolla, Ca	Dec 1, 2021	32 y	0
Michael Neil Mcgreevy	Indian Wells, Ca	Aug 16, 2022	42 y	1
Eric Matthew GersterChartered Financial Analyst	La Jolla, Ca	Jan 6, 2023	11 y	1
Edward John DuricaChartered Financial Analyst	La Jolla, Ca	Apr 3, 2023	30 y	1
Brett S Roenick	La Jolla, Ca	Oct 3, 2023	16 y	1
Henry Jason Mcclurg	La Jolla, Ca	Feb 21, 2024	19 y	2
David Michael Jude CurielCertified Financial Planner	La Jolla, Ca	Mar 6, 2024	13 y	0
Stephen Paul PediciniCertified Financial Planner	Port Washington, Ny	Apr 15, 2024	22 y	8
Kyle Andrew KrausCertified Financial Planner	La Jolla, Ca	May 16, 2024	24 y	11
Huckleberry GibsonCertified Financial Planner	La Jolla, Ca	Jun 27, 2024	10 y	1
Ethel Katherine Mcglynn	La Jolla, Ca	Jul 24, 2024	25 y	0
Nathan David Stewart	Glendale, Co	Sep 25, 2024	20 y	7
Samuel Franklin Jones	Denver, Co	Oct 16, 2024	31 y	1
James Michael Johnston	La Jolla, Ca	Jan 1, 2025	43 y	4
Jonathan Marcus Elsberry	La Jolla, Ca	Jan 1, 2025	27 y	1
Matthew Keith Wiles	La Jolla, Ca	Jan 2, 2025	16 y	1
Daniel Conners	La Jolla, Ca	Jan 14, 2025	42 y	7
Michael Crawford	La Jolla, Ca	Jan 14, 2025	24 y	5
Brennan D Cobb	San Diego, Ca	Jan 16, 2025	12 y	1
Trevor Michael Callan	La Jolla, Ca	Apr 17, 2025	33 y	2
Christopher Lane Willingham	Austin, Tx	Apr 17, 2025	11 y	2
Joan Kathleen KossCertified Financial Planner, Chartered Financial Consultant	La Jolla, Ca	Apr 23, 2025	22 y	4
Timothy Smith CallanCertified Financial Planner	La Jolla, Ca	Apr 24, 2025	26 y	2
Nomathemba Nicole Nkala-HendonCertified Financial Planner	La Jolla, Ca	May 5, 2025	12 y	1
Jessica CafferataCertified Financial Planner	Frisco, Tx	May 5, 2025	17 y	7
Ryan James Callan	La Jolla, Ca	May 5, 2025	24 y	2
Brandon Michael BolCertified Financial Planner	San Diego, Ca	Jun 2, 2025	10 y	2
Walter John Murphy	La Jolla, Ca	Sep 8, 2025	28 y	4
Rory Michael McglynnCertified Financial Planner	La Jolla, Ca	Oct 20, 2025	15 y	1
Edward Geoffrey SellaCertified Financial Planner, Personal Financial Specialist	Bethany Beach, De	Oct 31, 2025	42 y	1
Tristine K Altamirano	La Jolla, Ca	Nov 3, 2025	12 y	1

All 65 advisors at Alphacore Capital LLC

Advisor movement

1 left, 27 joined in 12 months

net +26 in 12 months1 left in 90 days10 joined in 90 daysdeparture rate 1.5% of current headcount3 left over 36 months

Left, latest

Josh William Weisel to Perspective Wealth Advisors
Jul 17, 2026 · RIA to RIA
Vincent Emil Zupo to Sage Rhino Capital LLC
Apr 4, 2025 · RIA to RIA
Ethan Michael Schmidt to Rothschild Wealth LLC
Apr 22, 2024 · RIA to RIA
Brett Gregory Hughes to Centura Wealth Advisory
May 4, 2022 · RIA to RIA
Lisa Marie Murphy to Mission Wealth Management, LP
Aug 30, 2021 · RIA to RIA
Steven James Deppe to Nerad + Deppe Wealth Management
May 29, 2020 · RIA to a newly registered adviser
Richard Edward Nerad to Nerad + Deppe Wealth Management
May 29, 2020 · RIA to a newly registered adviser
Lisa Zard to Nuveen Asset Management, LLC
Mar 19, 2019 · RIA to RIA
Dirk Joseph Harris to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 16, 2018 · RIA to wirehouse
Brett James Upper to Balboa Wealth Partners, Inc.
May 15, 2017 · Other

Joined, latest

Scott Anthony Morrison from Brave Family Advisors
Aug 7, 2026 · RIA to RIA
William Michael Swart from Brave Family Advisors
Aug 5, 2026 · RIA to RIA
Yiorgos Georgeson from Brave Family Advisors
Aug 3, 2026 · RIA to RIA
Thomas Brett Haire from Brave Family Advisors
Jul 14, 2026 · RIA to RIA
Rita Koch Day from Elk River Wealth Management LLC
Jul 1, 2026 · RIA to RIA
Joseph Thomas Rusinko from Elk River Wealth Management LLC
Jul 1, 2026 · RIA to RIA
Juliet M Hull from Elk River Wealth Management LLC
Jul 1, 2026 · RIA to RIA
Corey Alan Gragg from Elk River Wealth Management LLC
Jul 1, 2026 · RIA to RIA
Josh William Weisel from Elk River Wealth Management LLC
Jul 1, 2026 · RIA to RIA
Brooks William Merrifield from Elk River Wealth Management LLC
Jul 1, 2026 · RIA to RIA
Eugene Byron Shepherd from Raymond James & Associates, Inc.
Jun 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Pamela Lynette Mudd from Spc Financial Inc
Nov 6, 2025 · RIA to RIA
Stephen Griffin Sikes from Spc Financial Inc
Nov 6, 2025 · RIA to RIA
Jason Cooper Perlman from Spc Financial Inc
Nov 6, 2025 · RIA to RIA
Matthew Edward Gilchrist from Spc Financial Inc
Nov 5, 2025 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Nerad + Deppe Wealth Management
May 29, 2020 · San Diego, Ca

2 joined from Brave Family Advisors
Aug 3, 2026 · Providence, Ri
2 joined from Brave Family Advisors
Aug 3, 2026 · Summit, Nj
5 joined from Elk River Wealth Management LLC
Jul 27, 2026 · Denver, Co · Firm absorbed
15 joined from Spc Financial Inc
Nov 11, 2025 · Rockville, Md · Firm absorbed
6 joined from Callan Capital, LLC
May 15, 2025 · La Jolla, Ca · Firm absorbed
3 joined from Entrust Wealth Advisors, LLC
Mar 3, 2025 · San Diego, Ca · Firm absorbed
3 joined from Altegris Advisors, LLC
Sep 4, 2020 · San Juan Capistrano, Ca · Firm absorbed
2 joined from Nerad + Deppe Wealth Management
Dec 6, 2019 · San Diego, Ca

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Matthew Eric Gerster · Chief Investment Officercontrol
since 02/2025 · owns less than 5%
Leonard Brian Habas · Chief Operating Officercontrol
since 06/2024 · owns less than 5%
Gerard Richard Pfister · Chief Executive Officer, President, Managing Membercontrol
since 11/2014 · owns less than 5%
Renee Tricia Zehr · Chief Compliance Officercontrol
since 11/2017 · owns less than 5%
Elise Kristi Pfister · Co-Trusteecontrol
since 04/2005 · owns 25% to 50% of Pfister Family Trust Dated April 28, 2005
Gerard Richard Pfister · Co-Trusteecontrol
since 04/2005 · owns 25% to 50% of Pfister Family Trust Dated April 28, 2005
Adam Jason Seltzer · Vice President, Temperance Partners Inc.control
since 10/2019 · owns F of Temperance Partners Inc.
Catherine Julia Sorbara · Trustee, Jds Tplp Trustcontrol
since 03/2011 · owns 25% to 50% of Jds Tplp Trust
Joseph Paul Sorbara · Vice President, Temperance Partners Gp I Limitedcontrol
since 01/2011 · owns F of Temperance Partners Gp I Limited
Joseph Paul Sorbara · Vice President, Temperance Partners Inc.control
since 10/2015 · owns F of Temperance Partners Inc.
Joseph Paul Sorbara · Trustee, Jds Tplp Trustcontrol
since 03/2011 · owns 25% to 50% of Jds Tplp Trust
Anthony Thomas Sorbara · Trustee, Jds Tplp Trustcontrol
since 03/2011 · owns 25% to 50% of Jds Tplp Trust
Douglas Kevin Tice · President, Temperance Partners Inc.control
since 10/2015 · owns F of Temperance Partners Inc.
Douglas Kevin Tice · President, Temperance Partners Gp I Limitedcontrol
since 01/2011 · owns F of Temperance Partners Gp I Limited

Entity owners

Alphacore Companies LLC · Managing Member
direct · owns 75% or more
Cwc Genesis Investor, LLC · Member
direct · owns 25% to 50%
Pfister Family Trust Dated April 28, 2005 · Owner
direct · owns 10% to 25%
Temperance Wealth Partners LP · Member
direct · owns 10% to 25%
Constellation Wealth Capital Fund Gp, LLC · General Partner
indirect · owns F of Constellation Wealth Capital Fund, L.P.
Constellation Wealth Capital Fund, L.P. · Member
indirect · owns 75% or more of Cwc Genesis Investor, LLC
Jds Tplp Trust · Limited Partner Owner
indirect · owns 75% or more of Temperance Partners (Canada) Limited Partnership II
Temperance Partners (Canada) Limited Partnership II · Share-Holder Owner
indirect · owns 75% or more of Temperance Partners Inc.
Temperance Partners Gp I Limited · General Partner
indirect · owns F of Temperance Partners (Canada) Limited Partnership II
Temperance Partners Inc. · Owner
indirect · owns 75% or more of Temperance Wealth Partners LP
Temperance Wealth Partners Inc. · General Partner
indirect · owns F of Temperance Wealth Partners LP

Related persons

Schedule D 7.A

Alphacore Insurance Services LLC
real estatey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
La Jolla, Ca · principal	65	29	1
Rockville, Md	17	17	0
Denver, Co	7	5	0
Glendale, Co	6	0	0
San Diego, Ca	4	0	0
Austin, Tx	2	1	0
Summit, Nj	2	2	0
Tiverton, Ri	2	2	0
El Segundo, Ca	0	0	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 5 since 2015, 4 in 24 monthsderived
Advisors acquired: 32derived
Still registered after 90 days: 100% of 27derived
After 180 days: 100% of 27derived
After 365 days: 100% of 12derived
After 730 days: 100% of 3derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Glendale, CO2 employees
Indian Wells, CA1 employees
Scottsdale, AZ1 employees
, 1 employees

ADV anomalies

16 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 28, 2026
ZEHR, TRICIA, RENEE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
SORBARA, PAUL, JOSEPH (VICE PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
Pfister, Kristi, Elise (CO-TRUSTEE) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
SORBARA, THOMAS, ANTHONY (TRUSTEE, JDS TPLP TRUST) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
SORBARA, JULIA, CATHERINE (TRUSTEE, JDS TPLP TRUST) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
GERSTER, ERIC, MATTHEW (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
SELTZER, JASON, ADAM (VICE PRESIDENT, TEMPERANCE PARTNERS INC.) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Aug 28, 2026
TICE, KEVIN, DOUGLAS (PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED) left Schedule A between the filings of 2024-10-08 and 2026-08-28
peers: independent wealth managers, $5B to $20B (289)
growth on all axesCombination · filing Apr 14, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $3,003,212,570 to $9,028,614,790, advisors 26 to 57, private clients 1424 to 3328, offices 7 to 24 (2025-03-29 to 2026-04-14)
peers: independent wealth managers, $5B to $20B (289)
new owner headcount expandsCombination · filing Apr 14, 2026
ALPHACORE COMPANIES LLC joined Schedule A on the filing of 2026-08-28; advisors 26.0 to 57.0 between the annual amendments of 2025-03-29 and 2026-04-14
peers: independent wealth managers, $5B to $20B (289)
client count surgeChange between filings · filing Apr 14, 2026
individual and HNW clients (Item 5.D) moved from 1,424.0 to 3,328.0 (+134.0%) between the annual amendments of 2025-03-29 and 2026-04-14; the peer median change was +6.0% (224 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (224) · 98% percentile
advisor count surgeChange between filings · filing Apr 14, 2026
advisory representatives (Item 5.B.3) moved from 26.0 to 57.0 (+119.0%) between the annual amendments of 2025-03-29 and 2026-04-14; the peer median change was +6.0% (220 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (220) · 99% percentile
account count surgeChange between filings · filing Apr 14, 2026
accounts (Item 5.F.2.f) moved from 4,177.0 to 11,152.0 (+167.0%) between the annual amendments of 2025-03-29 and 2026-04-14; the peer median change was +8.0% (253 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (253) · 98% percentile
employee count surgeChange between filings · filing Apr 14, 2026
employees (Item 5.A) moved from 52.0 to 111.0 (+113.0%) between the annual amendments of 2025-03-29 and 2026-04-14; the peer median change was +5.0% (264 comparable advisers, 100.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (264) · 100% percentile
office count surgeChange between filings · filing Apr 14, 2026
offices other than the principal office (Item 1.F.5) moved from 7.0 to 24.0 (+243.0%) between the annual amendments of 2025-03-29 and 2026-04-14; the peer median change was 0.0% (142 comparable advisers, 100.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (142) · 100% percentile
RAUM up 50 %Change between filings · filing Apr 14, 2026
RAUM (Item 5.F) moved from $3,003,212,570 to $9,028,614,790 (+201.0%) between the annual amendments of 2025-03-29 and 2026-04-14; the peer median change was +18.0% (271 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (271) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 11,152 to 13,477
Jul 2, 2026 to Aug 28, 2026
Advisory employees · 69 to 70
Jul 2, 2026 to Aug 28, 2026
Advisory activities · 7 to 6
Jul 2, 2026 to Aug 28, 2026
Charity clients · 4 to 22
Jul 2, 2026 to Aug 28, 2026
Corporate clients · 32 to 38
Jul 2, 2026 to Aug 28, 2026
HNW clients · 1,905 to 2,209
Jul 2, 2026 to Aug 28, 2026
Individual clients · 1,423 to 1,776
Jul 2, 2026 to Aug 28, 2026
Pension plan clients · 6 to 17
Jul 2, 2026 to Aug 28, 2026
Assets in custody · $2.1B to $3.2B
Jul 2, 2026 to Aug 28, 2026
Employees · 111 to 124
Jul 2, 2026 to Aug 28, 2026
Insurance-licensed employees · 0 to 1
Jul 2, 2026 to Aug 28, 2026
State-registered IARs · 57 to 63
Jul 2, 2026 to Aug 28, 2026
Other offices · 27 to 30
Jul 2, 2026 to Aug 28, 2026
Discretionary RAUM · $8.4B to $12B
Jul 2, 2026 to Aug 28, 2026
HNW RAUM · $8.2B to $12B
Jul 2, 2026 to Aug 28, 2026
Individual RAUM · $639M to $912M
Jul 2, 2026 to Aug 28, 2026
Non-discretionary RAUM · $591M to $593M
Jul 2, 2026 to Aug 28, 2026
Pension RAUM · $11.1M to $18.5M
Jul 2, 2026 to Aug 28, 2026
Pooled vehicle RAUM · $22.9M to $26.7M
Jul 2, 2026 to Aug 28, 2026
RAUM · $9.0B to $13B
Jul 2, 2026 to Aug 28, 2026
Other offices · 24 to 27
Apr 14, 2026 to Jul 2, 2026
Other offices · 23 to 24
Feb 11, 2026 to Apr 14, 2026
Accounts · 6,249 to 11,152
Nov 7, 2025 to Feb 11, 2026
Advisory employees · 42 to 69
Nov 7, 2025 to Feb 11, 2026
Corporate clients · 25 to 32
Nov 7, 2025 to Feb 11, 2026
HNW clients · 1,393 to 1,905
Nov 7, 2025 to Feb 11, 2026
Individual clients · 511 to 1,423
Nov 7, 2025 to Feb 11, 2026
Pension plan clients · 7 to 6
Nov 7, 2025 to Feb 11, 2026
Assets in custody · $1.3B to $2.1B
Nov 7, 2025 to Feb 11, 2026
Employees · 71 to 111
Nov 7, 2025 to Feb 11, 2026
Financial planning clients · 101-250 to 251-500
Nov 7, 2025 to Feb 11, 2026
State-registered IARs · 35 to 57
Nov 7, 2025 to Feb 11, 2026
Other offices · 17 to 23
Nov 7, 2025 to Feb 11, 2026
Discretionary RAUM · $5.5B to $8.4B
Nov 7, 2025 to Feb 11, 2026
HNW RAUM · $5.6B to $8.2B
Nov 7, 2025 to Feb 11, 2026
Individual RAUM · $312M to $639M
Nov 7, 2025 to Feb 11, 2026
Non-discretionary RAUM · $568M to $591M
Nov 7, 2025 to Feb 11, 2026
Pension RAUM · $15.2M to $11.1M
Nov 7, 2025 to Feb 11, 2026
Pooled vehicle RAUM · $0 to $22.9M
Nov 7, 2025 to Feb 11, 2026
RAUM · $6.1B to $9.0B
Nov 7, 2025 to Feb 11, 2026

Signals

35 dated events

Alphacore Capital Llc reported RAUM $13.0B, up 44% from $9.0B (2026-07-02 to 2026-08-28)
Aug 28, 2026 · RAUM change · derived
Brave Family Advisors's advisors moved to Alphacore Capital LLC (Summit, NJ): 3 of 5 registered, on the same day
Aug 3, 2026 · Firm absorbed (people side) · derived
2 advisors left Brave Family Advisors (Providence, RI) for Alphacore Capital LLC on the same day
Aug 3, 2026 · Team lift-out · derived
Elk River Wealth Management LLC's advisors moved to Alphacore Capital LLC (Denver, CO): 5 of 7 registered, within 4 days
Jul 27, 2026 · Firm absorbed (people side) · derived
Josh William Weisel left Alphacore Capital Llc for Perspective Wealth Advisors (registered 2026-07-31)
Jul 17, 2026 · Advisor changed firm · fact
Alphacore Capital Llc reported 23 offices beyond its principal office, up from 17 (2025-11-07 to 2026-02-11)
Feb 11, 2026 · Office count change · derived
Alphacore Capital Llc reported 57 state-registered advisory representatives, up from 35 (2025-11-07 to 2026-02-11)
Feb 11, 2026 · Advisor headcount change · derived
Alphacore Capital Llc reported RAUM $9.0B, up 49% from $6.1B (2025-11-07 to 2026-02-11)
Feb 11, 2026 · RAUM change · derived
Spc Financial Inc's advisors moved to Alphacore Capital LLC (Rockville, MD): 15 of 16 registered, on the same day
Nov 11, 2025 · Firm absorbed (people side) · derived
Alphacore Capital Llc reported 17 offices beyond its principal office, up from 12 (2025-08-12 to 2025-11-07)
Nov 7, 2025 · Office count change · derived
Alphacore Capital Llc reported 12 offices beyond its principal office, up from 7 (2025-03-29 to 2025-05-28)
May 28, 2025 · Office count change · derived
Alphacore Capital Llc reported RAUM $6.1B, up 102% from $3.0B (2025-03-29 to 2025-05-28)
May 28, 2025 · RAUM change · derived
Callan Capital, LLC's advisors moved to Alphacore Capital LLC (LA Jolla, CA): 4 of 7 registered, on the same day
May 15, 2025 · Firm absorbed (people side) · derived
Vincent Emil Zupo left Alphacore Capital Llc for Sage Rhino Capital Llc (registered 2025-07-23)
Apr 4, 2025 · Advisor changed firm · fact
Entrust Wealth Advisors, LLC's advisors moved to Alphacore Capital LLC (San Diego, CA): 3 of 3 registered, on the same day
Mar 3, 2025 · Firm absorbed (people side) · derived
Leonard Brian Habas (Chief Operating Officer) appeared on Schedule A of Alphacore Capital Llc
Oct 8, 2024 · Control person joined · fact
Ethan Michael Schmidt left Alphacore Capital Llc for Rothschild Wealth Llc (registered 2024-10-02)
Apr 22, 2024 · Advisor changed firm · fact
Alphacore Capital Llc reported RAUM $2.3B, up 55% from $1.5B (2023-08-07 to 2023-09-26)
Sep 26, 2023 · RAUM change · derived
Roy Robert Dean (Manager) no longer on Schedule A of Alphacore Capital Llc (listed 2023-08-07, absent 2023-09-26)
Sep 26, 2023 · Control person left · inference
Rene Trina Burns (Co-Trustee) no longer on Schedule A of Alphacore Capital Llc (listed 2023-08-07, absent 2023-09-26)
Sep 26, 2023 · Control person left · inference
Victoria Burns (Trustee) no longer on Schedule A of Alphacore Capital Llc (listed 2023-08-07, absent 2023-09-26)
Sep 26, 2023 · Control person left · inference
Franklin Antonio (Member) no longer on Schedule A of Alphacore Capital Llc (listed 2022-08-03, absent 2022-12-09)
Dec 9, 2022 · Control person left · inference
Brett Gregory Hughes left Alphacore Capital Llc for Centura Wealth Advisory (registered 2022-05-02)
May 4, 2022 · Advisor changed firm · fact
Dibblee David Silvera (Managing Member) no longer on Schedule A of Alphacore Capital Llc (listed 2022-01-18, absent 2022-03-31)
Mar 31, 2022 · Control person left · inference
Alphacore Capital Llc reported RAUM $812.6M, up 92% from $423.0M (2020-09-28 to 2020-11-09)
Nov 9, 2020 · RAUM change · derived
Roy Robert Dean (Manager) appeared on Schedule A of Alphacore Capital Llc
Jan 7, 2020 · Control person joined · fact
Rene Trina Burns (Co-Trustee) appeared on Schedule A of Alphacore Capital Llc
Jan 7, 2020 · Control person joined · fact
Victoria Burns (Trustee) appeared on Schedule A of Alphacore Capital Llc
Jan 7, 2020 · Control person joined · fact
Alphacore Capital Llc reported RAUM $395.4M, up 39% from $284.6M (2019-09-03 to 2019-10-17)
Oct 17, 2019 · RAUM change · derived
Adam Jason Seltzer (Vice President, Temperance Partners Inc.) appeared on Schedule A of Alphacore Capital Llc
Oct 17, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

Alphacore Capital LLC · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business phone: 858-875-4100reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/alphacore-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/elkriverwealthreportedpublic record, Form ADV, Sep 17, 2026
Website: alphacorecap.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 858-875-4100reportedpublic record, Form ADV, Aug 28, 2026
Contact form: alphacore.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: alphacore.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $199Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026