DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Heath William Sorenson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Heath W. Sorenson
At current firm
1 y
since Mar 11, 2025
In the industry
24 y
since Apr 26, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Associated Investment Services, Inc. independent RIA currentsince Mar 11, 2025 · St. Louis Park, Mn
- Midland Wealth Management otherJul 27, 2023 to Jan 10, 2025 · Effingham, Il
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 8, 2022 to Apr 25, 2023 · Effingham, Il
- Midland Financial Advisors, Inc. formerJun 20, 2017 to Oct 29, 2021 · Delafield, Wi
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2015 to Jun 7, 2017 · Rockford, Il
Moves
a registration end followed by a registration begin elsewhere
- Midland Wealth Management to Associated Investment Services, Inc.left Jan 10, 2025, registered Mar 11, 2025 (60 days) · Other
- Raymond James Financial Services Advisors, Inc to Midland Wealth Managementleft Apr 25, 2023, registered Jul 27, 2023 (93 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Midland Financial Advisors, Inc. to Raymond James Financial Services Advisors, Incleft Oct 29, 2021, registered Sep 8, 2022 (314 days) · RIA to affiliated broker-dealer or bank
- Raymond James Financial Services Advisors, Inc to Midland Financial Advisors, Inc.left Jun 7, 2017, registered Jun 20, 2017 (13 days) · Other
Signals
- Heath William Sorenson left Midland Wealth Management for Associated Investment Services, Inc. (registered 2025-03-11)Jan 10, 2025 · Advisor changed firm · fact
- Heath William Sorenson left Raymond James Financial Services Advisors, Inc for Midland Wealth Management (registered 2023-07-27)Apr 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address