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Registered advisor
K•••• A• M•••
Feed of 09/14/2026
At current firm
9 y
since Feb 1, 2017
In the industry
24 y
since Jul 3, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Medina, Oh
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Feb 1, 2017 · Medina, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Feb 1, 2017 · Willard, Oh
- F••••••••• A•••••••• I••• unclassifiedJan 20, 2010 to Sep 18, 2013 · Medina, Oh
- I••••• F•••••••• C••••••••• formerAug 23, 2005 to Jan 22, 2010 · Medina, Oh
- O•••• F•• I••• formerJul 3, 2002 to Mar 7, 2005 · Medina, Oh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••left Jan 22, 2010, registered Jan 20, 2010 (-2 days) · Other
- O•••• F•• I••• to I••••• F•••••••• C•••••••••left Mar 7, 2005, registered Aug 23, 2005 (169 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address